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RB GLOBAL INC. — Director's Dealing 2016
Dec 7, 2016
30295_dirs_2016-12-07_061e174b-4ce2-43c0-8fc1-5cc27dd4f354.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2016-12-06
Reporting Person: Olive Douglas William (Sr. VP, Pricing & Appraisals)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-06 | Common Shares | M | 5400 | $23.44 | Acquired | 5400 | Direct |
| 2016-12-06 | Common Shares | S | 5400 | $37.75 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-06 | Employee Stock Option (Right to Buy) | $23.44 | M | 5400 | Disposed | 2022-03-06 | Common Shares (5400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1617 | Indirect |
| Common Shares | 12861 | Indirect |
Footnotes
F1: Includes all Employee Stock Purchase Plan purchases through December 6, 2016
F2: The options were granted on March 6, 2012 and vested in three equal annual installments beginning on March 6, 2013.
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