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RB GLOBAL INC. — Director's Dealing 2016
Mar 10, 2016
30295_dirs_2016-03-10_74ef3e21-9d2b-4937-833b-67ff31ec6e04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2016-03-08
Reporting Person: McLeod Robert Alastair (Chief Bus. Dev. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-08 | Common Shares | M | 11200 | $14.50 | Acquired | 17600 | Direct |
| 2016-03-08 | Common Shares | S | 11200 | $25.31 | Disposed | 6400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-08 | Employee Stock Option (Right to Buy) | $14.50 | M | 11200 | Disposed | 2019-03-05 | Common Shares (11200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 19029 | Indirect |
| Common Shares | 11157 | Indirect |
| Common Shares | 1856 | Indirect |
Footnotes
F1: The option was granted on March 5, 2009 and vested in three equal annual installments beginning on March 5, 2010.
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