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RB GLOBAL INC. — Director's Dealing 2016
Sep 20, 2016
30295_dirs_2016-09-20_52a318d0-9c0f-43b8-8408-f724d41529c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2016-09-16
Reporting Person: Rijk Jeroen Laurentius Johanus (Sr. VP, Managing Director, Eur)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-16 | Common Shares | M | 6600 | $18.67 | Acquired | 6600 | Direct |
| 2016-09-16 | Common Shares | S | 6600 | $34.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-16 | Employee Stock Option (Right to Buy) | $18.67 | M | 6600 | Disposed | 2017-03-01 | Common Shares (6600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 7164 | Indirect |
| Common Shares | 300 | Indirect |
| Common | 300 | Indirect |
| Common | 2020 | Indirect |
Footnotes
F1: The option was granted on March 1, 2007 and fully vested on March 1, 2008
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