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RB GLOBAL INC. — Director's Dealing 2016
Aug 15, 2016
30295_dirs_2016-08-15_eeac6c2b-21b5-4f00-9230-475250890658.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2016-08-11
Reporting Person: Driscoll Sharon Ruth (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-11 | Common Shares | M | 912 | — | Acquired | 912 | Direct |
| 2016-08-11 | Common Shares | M | 22 | — | Acquired | 934 | Direct |
| 2016-08-11 | Common Shares | D | 934 | $31.97 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-11 | Common Shares | $ | M | 912 | Disposed | Common Shares (912) | Direct | |
| 2016-08-11 | Common Shares | $ | M | 22 | Disposed | Common Shares (22) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 768 | Indirect |
Footnotes
F1: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2016. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested.
F2: Includes all Employee Stock Purchase Plan purchases through August 11, 2016.