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Raymond James Wealth Management Ltd Director's Dealing 2019

Mar 4, 2019

10792_dirs_2019-03-04_ff109c54-205e-47a0-a8a7-577564beca5a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2019-02-28

Reporting Person: Gates Anne (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-28 Common Stock M 1617.0000 Acquired 1617.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-28 Restricted Stock Units $ A 1789.0000 Acquired Common Stock (1789.0000) Direct
2019-02-28 Restricted Stock Units $ M 1617.0000 Disposed Common Stock (1617.0000) Direct

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020.

F3: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.