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Raymond James Wealth Management Ltd Director's Dealing 2019

Nov 25, 2019

10792_dirs_2019-11-25_dcc39d7c-a258-4291-98dc-da41532aec42.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2019-11-21

Reporting Person: JAMES THOMAS A (Director, Chairman Emeritus)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-21 Common Stock A 4314.0000 $0.0000 Acquired 12066629.0000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 900.0000 Indirect
Common Stock 33750.0000 Indirect
Common Stock 662754.0000 Indirect
Common Stock 1000000.0000 Indirect
Common Stock 360.0000 Indirect
Common Stock 108087.0000 Indirect

Footnotes

F1: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2016.

F2: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3: Includes shares of common stock held in the reporting person's Employee Stock Ownership Plan (ESOP) account through November 21, 2019.