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Raymond James Wealth Management Ltd Director's Dealing 2018

Nov 30, 2018

10792_dirs_2018-11-30_0b7d57ab-78e4-40cc-8b8b-fb8d76a19551.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2018-11-29

Reporting Person: Santelli Jonathan N (EVP, Gen Counsel, Secy)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-29 Restricted Stock Units $ A 5000.0000 Acquired 2023-11-29 Common Stock (5000.0000) Direct

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: RSUs vest 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.