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Raymond James Wealth Management Ltd — Director's Dealing 2012
Oct 24, 2012
10792_dirs_2012-10-24_01adcecc-fe68-4799-8eb6-5ea14f880bf6.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2012-09-30
Reporting Person: Matecki Paul (Sr. VP - General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29702.0000 | Direct |
| Common Stock | 8836.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $27.1000 | 2017-01-22 | Common Stock (6500.0000) | 6500.0000 | Direct |
| Employee Stock Option (right to buy) | $25.2800 | 2015-01-24 | Common Stock (5500.0000) | 5500.0000 | Direct |
| Employee Stock Option (right to buy) | $30.4400 | 2013-01-27 | Common Stock (5000.0000) | 5000.0000 | Direct |
| Restricted Stock Units | $ | 2013-12-15 | Common Stock (121.0000) | 121.0000 | Direct |
| Restricted Stock Units | $ | 2014-12-15 | Common Stock (381.0000) | 381.0000 | Direct |
Footnotes
F1: Includes number of shares acquired under ESOP through September 30, 2012.
F2: The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
F3: Options becoming exercisable - 3,300 on 11/24/2012, 1,100 on 11/24/2013, 1,100 on 11/24/2014
F4: Options currently exercisable - 4,000; options becoming exercisable - 1,000 on 11/27/2012
F5: Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
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