Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Raymond James Wealth Management Ltd Director's Dealing 2011

Jan 24, 2011

10792_dirs_2011-01-24_d0c45e6b-c425-46da-bf14-178c271c5ecf.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2011-01-21

Reporting Person: Catanese George (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-01-21 Common Stock M 6000.0000 $24.9700 Acquired 12350.0000 Direct
2011-01-21 Common Stock F 4239.0000 $35.3400 Disposed 8111.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-01-21 Employee Stock Option (right to buy) $24.9700 M 6000.0000 Disposed 2011-02-01 Common Stock (6000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2051.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $25.2800 2015-01-24 Common Stock (5500.0000) 5500.0000 Direct
Employee Stock Option (right to buy) $30.4400 2013-01-27 Common Stock (5000.0000) 5000.0000 Direct

Footnotes

F1: Includes number of shares acquired under ESOP through January 20, 2011.

F2: Options becoming exercisable - 3,300 on 11/24/2012, 1,100 on 11/24/2013, 1,100 on 11/24/2014

F3: Options currently exercisable - 2,250; Options becoming exercisable - 1,750 on 11/27/2011 and 1,000 on 11/27/2012