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Raymond James Wealth Management Ltd — Director's Dealing 2011
Jan 24, 2011
10792_dirs_2011-01-24_d0c45e6b-c425-46da-bf14-178c271c5ecf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2011-01-21
Reporting Person: Catanese George (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-21 | Common Stock | M | 6000.0000 | $24.9700 | Acquired | 12350.0000 | Direct |
| 2011-01-21 | Common Stock | F | 4239.0000 | $35.3400 | Disposed | 8111.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-21 | Employee Stock Option (right to buy) | $24.9700 | M | 6000.0000 | Disposed | 2011-02-01 | Common Stock (6000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2051.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $25.2800 | 2015-01-24 | Common Stock (5500.0000) | 5500.0000 | Direct |
| Employee Stock Option (right to buy) | $30.4400 | 2013-01-27 | Common Stock (5000.0000) | 5000.0000 | Direct |
Footnotes
F1: Includes number of shares acquired under ESOP through January 20, 2011.
F2: Options becoming exercisable - 3,300 on 11/24/2012, 1,100 on 11/24/2013, 1,100 on 11/24/2014
F3: Options currently exercisable - 2,250; Options becoming exercisable - 1,750 on 11/27/2011 and 1,000 on 11/27/2012
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