Rathbones Group PLC — Remuneration Information 2018

Mar 26, 2018

National Storage Mechanism | Additional information

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Rathbone Brothers Plc (the "Company")

Executive Incentive Plan awards for 2017

The Company announces that the following PDMRs were granted a share award in accordance with the rules of the Rathbone Brothers Plc 2015 Executive Incentive Plan for 2017. The award was based on a share price of £25.55, being the average of the closing mid-market share price during the 20 business days to 22 March 2018.

This award will vest over a five year period in equal tranches of 20% per annum. During this time, the award is subject to a full five year sale restriction period and will operate from the date of the award. The PDMRs will not be permitted to sell shares during the sale restriction period except for the purpose of meeting tax liabilities on vesting. The awards are subject to malus and clawback provisions.

The following announcement and notification is made in accordance with the EU Market Abuse Regulation.

Notification and public disclosure of transactions by persons discharging managerial responsibilities.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Philip Howell
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	5p Ordinary Shares
Identification code	ISIN: GB0002148343
	Shares of 5p each
b)	Nature of the transaction	Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
£o.oo	13,947
d)	Aggregated information	- Not applicable - single transaction
- Aggregated volume
- Price
e)	Date of the transaction	23/03/2018
f)	Place of the transaction	N/A
1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Paul Stockton
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	ISIN: GB0002148343
Identification code	Shares of 5p each
b)	Nature of the transaction	Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
£0.00	8,864
d)	Aggregated information
- Aggregated volume	- Not applicable - single transaction
- Price
e)	Date of the transaction	23/03/2018
f)	Place of the transaction	N/A
1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Mike Bolsover
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	ISIN: GB0002148343 Shares of 5p each
Identification code
b)	Nature of the transaction	Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
£0.00	6,121
d)	Aggregated information    - Aggregated volume - Price	- Not applicable - single transaction
e)	Date of the transaction	23/03/2018
f)	Place of the transaction	N/A
1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Andrew Butcher
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ISIN: GB0002148343 Shares of 5p each
b)	Nature of the transaction	Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
£0.00	7,314
d)	Aggregated information    - Aggregated volume   - Price	- Not applicable - single transaction
e)	Date of the transaction	23/03/2018
f)	Place of the transaction	N/A
1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Mike Webb
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ISIN: GB0002148343 Shares of 5p each
b)	Nature of the transaction	Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
£0.00	7,869
d)	Aggregated information    - Aggregated volume   - Price	- Not applicable - single transaction
e)	Date of the transaction	23/03/2018
f)	Place of the transaction	N/A
1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Richard Smeeton
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	SIN: GB0002148343   Shares of 5p each
b)	Nature of the transaction	Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
£0.00	6,564
d)	Aggregated information    - Aggregated volume - Price	- Not applicable - single transaction
e)	Date of the transaction	23/03/2018
f)	Place of the transaction	N/A
1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Ivo Darnley
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ISIN: GB0002148343   Shares of 5p each
b)	Nature of the transaction	Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
£0.00	6,121
d)	Aggregated information    - Aggregated volume   - Price	- Not applicable - single transaction
e)	Date of the transaction	23/03/2018
f)	Place of the transaction	N/A
1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Andrew Morris
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ISIN: GB0002148343   Shares of 5p each
b)	Nature of the transaction	Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
£0.00	6,539
d)	Aggregated information    - Aggregated volume   - Price	- Not applicable - single transaction
e)	Date of the transaction	23/03/2018
f)	Place of the transaction	N/A
1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Rupert Baron
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ISIN: GB0002148343   Shares of 5p each
b)	Nature of the transaction	Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
£0.00	6,121
d)	Aggregated information    - Aggregated volume   - Price	- Not applicable - single transaction
e)	Date of the transaction	23/03/2018
f)	Place of the transaction	London Stock Exchange - Main Market
1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Sarah Owen-Jones
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ISIN: GB0002148343   Shares of 5p each
b)	Nature of the transaction	Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
£0.00	6,253
d)	Aggregated information    - Aggregated volume   - Price	- Not applicable - single transaction
e)	Date of the transaction	23/03/2018
f)	Place of the transaction	N/A

Ali Johnson

Company Secretary

26 March 2018

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*This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.

The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.

Source: Rathbone Brothers Plc via Globenewswire*