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RAPID MICRO BIOSYSTEMS, INC. Director's Dealing 2022

Jun 1, 2022

33936_dirs_2022-06-01_976c95a6-dd2e-4abf-bf60-2920407239d9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAPID MICRO BIOSYSTEMS, INC. (RPID)
CIK: 0001380106
Period of Report: 2022-05-27

Reporting Person: KENNEDY LEWIS MANAGEMENT LP (10% Owner)
Reporting Person: Kennedy Lewis Capital Partners Master Fund II LP (10% Owner)
Reporting Person: Kennedy Lewis GP II LLC (10% Owner)
Reporting Person: Kennedy Lewis Investment Holdings II LLC (10% Owner)
Reporting Person: Kennedy Lewis Capital Partners Master Fund III LP (10% Owner)
Reporting Person: Kennedy Lewis GP III LLC (10% Owner)
Reporting Person: KENNEDY LEWIS INVESTMENT MANAGEMENT LLC (10% Owner)
Reporting Person: KLM GP LLC (10% Owner)
Reporting Person: Richman Darren (10% Owner)
Reporting Person: CHENE DAVID (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-27 Common Stock P 618 $5.2626 Acquired 1983022 Indirect
2022-05-27 Common Stock P 882 $5.2626 Acquired 2829692 Indirect
2022-05-31 Common Stock P 8241 $5.114 Acquired 1991263 Indirect
2022-05-31 Common Stock P 11759 $5.114 Acquired 2841451 Indirect
2022-06-01 Common Stock P 19414 $4.7598 Acquired 2010677 Indirect
2022-06-01 Common Stock P 27703 $4.7598 Acquired 2869154 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Rapid Micro Biosystems, Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $4.99 to $5.36, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1), (8) and (9) to this Form 4.

F2: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds").

F3: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP.

F4: (Continued from Footnote 3) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III.

F5: (Continued from Footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds.

F6: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F7: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III").

F8: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.96 to $5.25, inclusive.

F9: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.64 to $4.98, inclusive.