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RAPID MICRO BIOSYSTEMS, INC. — Director's Dealing 2021
Sep 13, 2021
33936_dirs_2021-09-13_90962380-f99f-4e76-b66b-40d674a13d63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAPID MICRO BIOSYSTEMS, INC. ([RPID])
CIK: 0001380106
Period of Report: 2021-09-09
Reporting Person: Kollender Richard S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-09 | Class A Common Stock | X | 107816 | $0.05 | Acquired | 1481009 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-09 | Series A1 Warrant (right to buy) | $0.05 | X | 82010 | Disposed | 2027-07-24 | Class A Common Stock (82010) | Indirect |
| 2021-09-09 | Series B1 Warrant (right to buy) | $0.05 | X | 12903 | Disposed | 2027-12-06 | Class A Common Stock (12903) | Indirect |
| 2021-09-09 | Series B1 Warrant (right to buy) | $0.05 | X | 12903 | Disposed | 2028-01-17 | Class A Common Stock (12903) | Indirect |
Footnotes
F1: These shares are held directly by Quaker Bioventures II, L.P. The Reporting Person is an executive manager of Quaker Bioventures Capital II, LLC, the general partner of Quaker Bioventures Capital II, L.P, the general partner of Quaker Bioventures II, LP, and may be deemed to beneficially hold the shares but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
F2: Immediately exercisable.
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