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RAPID MICRO BIOSYSTEMS, INC. Director's Dealing 2021

Sep 13, 2021

33936_dirs_2021-09-13_90962380-f99f-4e76-b66b-40d674a13d63.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAPID MICRO BIOSYSTEMS, INC. ([RPID])
CIK: 0001380106
Period of Report: 2021-09-09

Reporting Person: Kollender Richard S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-09 Class A Common Stock X 107816 $0.05 Acquired 1481009 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-09 Series A1 Warrant (right to buy) $0.05 X 82010 Disposed 2027-07-24 Class A Common Stock (82010) Indirect
2021-09-09 Series B1 Warrant (right to buy) $0.05 X 12903 Disposed 2027-12-06 Class A Common Stock (12903) Indirect
2021-09-09 Series B1 Warrant (right to buy) $0.05 X 12903 Disposed 2028-01-17 Class A Common Stock (12903) Indirect

Footnotes

F1: These shares are held directly by Quaker Bioventures II, L.P. The Reporting Person is an executive manager of Quaker Bioventures Capital II, LLC, the general partner of Quaker Bioventures Capital II, L.P, the general partner of Quaker Bioventures II, LP, and may be deemed to beneficially hold the shares but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.

F2: Immediately exercisable.