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RAND CAPITAL CORP Director's Dealing 2012

Nov 16, 2012

34657_dirs_2012-11-16_d3687b3b-0825-4a4a-83f4-4731a4029e85.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAND CAPITAL CORP (RAND)
CIK: 0000081955
Period of Report: 2012-11-15

Reporting Person: PENBERTHY DANIEL P (EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-15 Common Stock P 800 $2.30 Acquired 57800 Direct