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RAMELIUS RESOURCES LIMITED — Major Shareholding Notification 2022
Jan 3, 2022
65718_rns_2022-01-03_92a8f85e-d8b4-4372-b311-9a17e7fcca74.pdf
Major Shareholding Notification
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604 GUIDE page 1/1 13 March 2000
Form 604 Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Ramelius Resources Limited | |||||
|---|---|---|---|---|---|---|
| ACN/ARSN | 001 717 540 | |||||
| 1. Details of substantial holder (1) Name |
Van Eck Associates Corporation (and its associates referred to in paragraph 6). | |||||
| ACN/ARSN (if applicable) | N/A | |||||
| There was a change in the interests of the substantial holder on The previous notice was given to the company on |
29/12/2021 27/10/2020 |
|||||
| The previous notice was dated | 29/10/2020 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power $(5)$ | ||
| Ordinary shares | |||||
| 86.794.884 | 110.73% | 84.192.985 | l9.72% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change $(7)$ |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Van Eck Associates See Annexure A Corporation (VEAC) |
|||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of | Registered | Person entitled | Nature of | Class and | Person's votes |
|---|---|---|---|---|---|
| relevant | holder of | to be registered | relevant | number of | |
| interest | securities | as holder (8) | interest $(6)$ | securities | |
| VEAC | State Street Bank & Trust as custodian for VanEck Vectors IGold Miners ETF |
Miners ETF (GDX) | lVanEck Vectors Gold VEAC holds its relevant interest by having the power to exercise, control the exercise of or influence the exercise of. the voting powers or disposal of the securities to which the relevant interest relates in the ordinary course of investment management business. |
Ordinary shares 38,804,794 |
4.48% |
| İVEAC | State Street Bank & Trust as custodian lfor VanEck Vectors Junior Gold Miners ETF |
VanEck Vectors Uunior Gold Miners ETF (GDXJ) |
Same as above. | Ordinary shares 38,349,738 |
4.43% |
|---|---|---|---|---|---|
| İVEAC | State Street Bank & Trust as custodian for VanEck Vectors Small Cap Dividend Payers ETF |
VanEck Vectors Small Cap Dividend Payers ETF (MVS,AU) |
Same as above. | Ordinary shares 476,275 |
0.06% |
| IVEAC | State Street Bank & Trust as custodian for VanEck Vectors Global Mining UCITS ETF |
VacEck Vectors Global Mining UCITS ETF (UCTGDIG) |
Same as above. | Ordinary shares 150.151 |
0.02% |
| İVEAC | State Street Bank & Trust as custodian for VanEck Vectors Gold Miners UCITS ETF |
VanEck Vectors Gold Same as above. Miners UCITS ETF (UCTGDX) |
Ordinary shares 2.109.345 |
10.24% | |
| İVEAC | State Street Bank & Trust as custodian for VanEck Vectors Junior Gold Miners IUCITS ETF |
VanEck Vectors Junior Gold Miners UCITS ETF (UCTGDXJ) |
Same as above. | Ordinary shares 4.302.682 |
10.49% |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | . Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| VEAC | 666 Third Avenue, New York, NY 10017 |
| Van Eck Securities Corporation | 1666 Third Avenue, New York, NY 10017 |
| Van Eck Absolute Return Advisers, Inc. | 1666 Third Avenue, New York, NY 10017 |
| VanEck Australia Pty Ltd | Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000 |
| VanEck Investments Limited | Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000 |
Signature
print name Ashley Sousa
Ashley M Sousa sign here
capacity Manager
date
30/12/2021
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$ is clearly set out in paragraph 6 of the form. - See the definition of "associate" in section 9 of the Corporations Act 2001. $\langle 2 \rangle$
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
This is Annexure A of 4 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDX | 10/29/2020 S | In-Kind | 63,828 | ||
| GDX | 10/30/2020 B | In-Kind | 111,699 | ||
| GDX | 11/04/2020 S | In-Kind | 313,821 | ||
| GDX | 11/06/2020 S | In-Kind | 239,310 | ||
| GDX | 11/11/2020 B | In-Kind | 58,498 | ||
| GDX | 11/12/2020 B | 82,745.25 | 44,817 | ||
| GDX | 11/13/2020 B | In-Kind | 212,720 | ||
| GDX | 11/17/2020 B | In-Kind | 148,904 | ||
| GDX | 11/18/2020 B | In-Kind | 303,126 | ||
| GDX | 11/19/2020 B | In-Kind | 159,540 | ||
| GDX | 11/23/2020 B | In-Kind | 579,662 | ||
| GDX | 11/24/2020 B | In-Kind | 53,170 | ||
| GDX | 11/30/2020 B | In-Kind | 239,445 | ||
| GDX | 12/01/2020 B | In-Kind | 69,173 | ||
| GDX | 12/02/2020 B | In-Kind | 5,321 | ||
| GDX | 12/07/2020 B | In-Kind | 15,963 | ||
| GDX | 12/08/2020 B | In-Kind | 15,966 | ||
| GDX | 12/09/2020 B | In-Kind | 133,050 | ||
| GDX | 12/15/2020 B | In-Kind | 138,476 | ||
| GDX | 12/16/2020 B | In-Kind | 85,216 | ||
| GDX | 12/18/2020 B | In-Kind | 213,040 | ||
| GDX | 12/18/2020 S | 1,983,613.52 | 1,174,558 | ||
| GDX | 12/21/2020 B | In-Kind | 370,904 | ||
| GDX | 12/28/2020 B | In-Kind | 140,319 | ||
| GDX | 12/29/2020 B | In-Kind | 103,940 | ||
| GDX | 01/05/2021 S | In-Kind | 155,910 | ||
| GDX | 01/06/2021 S | In-Kind | 426,154 | ||
| GDX | 01/07/2021 B | In-Kind | 114,334 | ||
| GDX | 01/11/2021 S | In-Kind | 5,198 | ||
| GDX | 01/12/2021 S | In-Kind | 57,167 | ||
| GDX | 01/13/2021 B | In-Kind | 20,788 | ||
| GDX | 01/14/2021 S | In-Kind | 77,955 | ||
| GDX | 01/15/2021 S | In-Kind | 77,955 | ||
| GDX | 01/19/2021 S | In-Kind | 103,940 | ||
| GDX | 01/20/2021 S | In-Kind | 129,925 | ||
| GDX | 01/21/2021 S | In-Kind | 77,955 | ||
| GDX | 01/22/2021 S | In-Kind | 181,930 | ||
| GDX GDX |
01/25/2021 S 01/28/2021 S |
In-Kind | 77,970 25,990 |
||
| In-Kind | 98,743 | ||||
| GDX | 01/29/2021 S | In-Kind | |||
| GDX GDX |
02/01/2021 S 02/02/2021 S |
In-Kind In-Kind |
343,002 176,698 |
||
| 02/03/2021 S | |||||
| GDX | In-Kind | 119,554 |
Page 1 of 11
This is Annexure A of 4 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDX | 02/04/2021 S | In-Kind | 5,197 | ||
| GDX | 02/05/2021 S | In-Kind | 135,122 | ||
| GDX | 02/08/2021 S | In-Kind | 207,880 | ||
| GDX | 02/09/2021 S | In-Kind | 77,955 | ||
| GDX | 02/10/2021 S | In-Kind | 77,955 | ||
| GDX | 02/11/2021 S | In-Kind | 181,895 | ||
| GDX | 02/12/2021 S | In-Kind | 228,624 | ||
| GDX | 02/17/2021 S | In-Kind | 5,196 | ||
| GDX | 02/18/2021 B | In-Kind | 109,116 | ||
| GDX | 02/23/2021 S | In-Kind | 98,762 | ||
| GDX | 02/24/2021 S | In-Kind | 5,198 | ||
| GDX | 02/25/2021 S | In-Kind | 36,386 | ||
| GDX | 02/26/2021 S | In-Kind | 31,188 | ||
| GDX | 03/01/2021 S | In-Kind | 62,412 | ||
| GDX | 03/02/2021 S | In-Kind | 192,511 | ||
| GDX | 03/03/2021 S | In-Kind | 353,872 | ||
| GDX | 03/05/2021 B | In-Kind | 36,484 | ||
| GDX | 03/09/2021 B | In-Kind | 72,996 | ||
| GDX | 03/11/2021 S | In-Kind | 208,560 | ||
| GDX | 03/15/2021 S | In-Kind | 62,640 | ||
| GDX | 03/16/2021 S | In-Kind | 156,600 | ||
| GDX | 03/18/2021 S | In-Kind | 130,500 | ||
| GDX | 03/19/2021 S | In-Kind | 5,220 | ||
| GDX | 03/19/2021 S | 5,852,718.49 | 3,706,847 | ||
| GDX | 04/01/2021 S | In-Kind | 95,180 | ||
| GDX | 04/05/2021 S | In-Kind | 166,565 | ||
| GDX | 04/07/2021 S | In-Kind | 142,770 | ||
| GDX | 04/09/2021 S | In-Kind | 33,306 | ||
| GDX | 04/16/2021 B | In-Kind | 247,104 | ||
| GDX | 04/20/2021 S | In-Kind | 52,283 | ||
| GDX | 04/21/2021 B | In-Kind | 57,036 | ||
| GDX | 04/22/2021 B | In-Kind | 95,040 | ||
| GDX | 04/27/2021 B | In-Kind | 76,032 | ||
| GDX | 04/28/2021 S | In-Kind | 104,544 | ||
| GDX | 04/29/2021 B | In-Kind | 4,752 | ||
| GDX | 04/30/2021 B | In-Kind | 47,520 | ||
| GDX | 05/03/2021 B | In-Kind | 242,352 | ||
| GDX | 05/04/2021 B | In-Kind | 47,520 | ||
| GDX | 05/06/2021 S | In-Kind | 142,560 | ||
| GDX | 05/07/2021 S | In-Kind | 85,518 | ||
| GDX | 05/10/2021 S | In-Kind | 23,755 | ||
| GDX | 05/11/2021 S | In-Kind | 332,570 | ||
| GDX | 05/13/2021 S | In-Kind | 4,751 |
Page 2 of 11
$AMS$
This is Annexure A of 4 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDX | 05/14/2021 S | In-Kind | 42,759 | ||
| GDX | 05/17/2021 S | In-Kind | 142,530 | ||
| GDX | 05/18/2021 S | In-Kind | 180,538 | ||
| GDX | 05/19/2021 S | In-Kind | 175,787 | ||
| GDX | 05/20/2021 S | In-Kind | 9,502 | ||
| GDX | 05/21/2021 S | In-Kind | 28,512 | ||
| GDX | 05/26/2021 B | In-Kind | 104,544 | ||
| GDX | 06/01/2021 B | In-Kind | 171,252 | ||
| GDX | 06/03/2021 B | In-Kind | 76,208 | ||
| GDX | 06/04/2021 B | In-Kind | 90,516 | ||
| GDX | 06/07/2021 B | In-Kind | 42,885 | ||
| GDX | 06/08/2021 B | In-Kind | 338,315 | ||
| GDX | 06/09/2021 B | In-Kind | 81,005 | ||
| GDX | 06/10/2021 B | In-Kind | 195,406 | ||
| GDX | 06/11/2021 B | In-Kind | 181,070 | ||
| GDX | 06/17/2021 B | In-Kind | 190,640 | ||
| GDX | 06/18/2021 B | 47,560.09 | 27,236 | ||
| GDX | 06/21/2021 B | In-Kind | 276,080 | ||
| GDX | 06/22/2021 B | In-Kind | 142,830 | ||
| GDX | 06/23/2021 B | In-Kind | 61,893 | ||
| GDX | 06/24/2021 B | In-Kind | 33,327 | ||
| GDX | 06/25/2021 B | In-Kind | 9,522 | ||
| GDX | 06/29/2021 B | In-Kind | 119,025 | ||
| GDX | 06/30/2021 B | In-Kind | 28,572 | ||
| GDX | 07/01/2021 B | In-Kind | 28,572 | ||
| GDX | 07/13/2021 S | In-Kind | 99,981 | ||
| GDX | 07/14/2021 S | In-Kind | 114,264 | ||
| GDX | 07/16/2021 S | In-Kind | 104,742 | ||
| GDX | 07/21/2021 S | In-Kind | 114,264 | ||
| GDX | 07/22/2021 S | In-Kind | 71,415 | ||
| GDX | 07/23/2021 S | In-Kind | 14,283 | ||
| GDX | 07/26/2021 S | In-Kind | 104,742 | ||
| GDX | 07/27/2021 S | In-Kind | 104,742 | ||
| GDX | 07/29/2021 B | In-Kind | 19,040 | ||
| GDX | 08/11/2021 B | 70,620.36 | 46,891 | ||
| GDX | 08/13/2021 S | In-Kind | 118,975 | ||
| GDX | 08/16/2021 S | In-Kind | 19,040 | ||
| GDX | 08/25/2021 S | In-Kind | 142,800 | ||
| GDX | 08/26/2021 S | In-Kind | 128,520 | ||
| GDX | 08/27/2021 S | In-Kind | 66,738 | ||
| GDX | 09/02/2021 S | In-Kind | 119,375 | ||
| GDX | 09/07/2021 S | In-Kind | 95,500 | ||
| GDX | 09/09/2021 S | In-Kind | 43,047 |
Page 3 of 11
$AMS$
This is Annexure A of 4 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDX | 09/15/2021 B | In-Kind | 157,905 | ||
| GDX | 09/17/2021 B | In-Kind | 38,296 | ||
| GDX | 09/17/2021 B | 1,628,853.27 | 1,154,407 | ||
| GDX | 09/20/2021 B | In-Kind | 372,628 | ||
| GDX | 09/21/2021 B | In-Kind | 98,040 | ||
| GDX | 09/22/2021 S | In-Kind | 19,612 | ||
| GDX | 09/27/2021 S | In-Kind | 186,314 | ||
| GDX | 09/30/2021 B | In-Kind | 117,720 | ||
| GDX | 10/01/2021 S | In-Kind | 142,245 | ||
| GDX | 10/04/2021 S | In-Kind | 19,624 | ||
| GDX | 10/05/2021 S | In-Kind | 98,120 | ||
| GDX | 10/06/2021 S | In-Kind | 122,650 | ||
| GDX | 10/07/2021 S | In-Kind | 63,778 | ||
| GDX | 10/25/2021 B | In-Kind | 117,696 | ||
| GDX | 10/27/2021 B | In-Kind | 117,696 | ||
| GDX | 10/29/2021 B | In-Kind | 73,560 | ||
| GDX | 11/03/2021 B | In-Kind | 147,120 | ||
| GDX | 11/05/2021 B | In-Kind | 220,680 | ||
| GDX | 11/05/2021 B | 145,615.23 | 88,999 | ||
| GDX | 11/08/2021 B | In-Kind | 19,616 | ||
| GDX | 11/09/2021 B | In-Kind | 122,600 | ||
| GDX | 11/10/2021 B | In-Kind | 44,136 | ||
| GDX | 11/11/2021 B | In-Kind | 53,944 | ||
| GDX | 11/15/2021 S | In-Kind | 58,848 | ||
| GDX | 11/23/2021 S | In-Kind | 9,810 | ||
| GDX | 11/29/2021 B | In-Kind | 19,616 | ||
| GDX | 12/01/2021 S | In-Kind | 54,032 | ||
| GDX | 12/02/2021 S | In-Kind | 201,392 | ||
| GDX | 12/07/2021 B | In-Kind | 19,648 | ||
| GDX | 12/14/2021 S | In-Kind | 177,120 | ||
| GDX | 12/15/2021 S | In-Kind | 250,920 | ||
| GDX | 12/16/2021 S | In-Kind | 63,960 | ||
| GDX | 12/17/2021 S | In-Kind | 142,680 | ||
| GDX | 12/17/2021 S | 3,174,712.51 | 2,076,429 | ||
| GDX | 12/29/2021 S | In-Kind | 238,068 | ||
| GDXJ | 10/28/2020 B | In-Kind | 161,330 | ||
| GDXJ | 10/29/2020 S | In-Kind | 96,738 | ||
| GDXJ | 10/30/2020 S | In-Kind | 128,976 | ||
| GDXJ | 11/02/2020 B | In-Kind | 209,586 | ||
| GDXJ | 11/06/2020 B | In-Kind | 32,240 | ||
| GDXJ | 11/12/2020 S | In-Kind | 16,120 | ||
| GDXJ | 11/13/2020 B | In-Kind | 64,480 | ||
| GDXJ | 11/18/2020 B | In-Kind | 193,368 |
Page 4 of 11

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDXJ | 11/19/2020 B | In-Kind | 290,052 | ||
| GDXJ | 11/24/2020 S | In-Kind | 32,230 | ||
| GDXJ | 11/25/2020 B | In-Kind | 96,714 | ||
| GDXJ | 12/01/2020 B | In-Kind | 209,547 | ||
| GDXJ | 12/02/2020 B | In-Kind | 467,451 | ||
| GDXJ | 12/03/2020 B | In-Kind | 112,826 | ||
| GDXJ | 12/17/2020 B | In-Kind | 32,242 | ||
| GDXJ | 12/18/2020 B | In-Kind | 64,484 | ||
| GDXJ | 12/18/2020 S | 3,062,345.38 | 1,813,308 | ||
| GDXJ | 12/21/2020 B | 354,710.79 | 206,431 | ||
| GDXJ | 12/22/2020 B | In-Kind | 339,658 | ||
| GDXJ | 12/29/2020 S | In-Kind | 138,978 | ||
| GDXJ | 01/13/2021 S | In-Kind | 46,326 | ||
| GDXJ | 01/19/2021 S | In-Kind | 46,329 | ||
| GDXJ | 01/25/2021 S | In-Kind | 139,014 | ||
| GDXJ | 01/27/2021 S | In-Kind | 30,894 | ||
| GDXJ | 01/28/2021 S | In-Kind | 247,184 | ||
| GDX. | 01/29/2021 S | In-Kind | 154,440 | ||
| GDXJ | 02/01/2021 S | In-Kind | 355,166 | ||
| GDXJ | 02/02/2021 S | In-Kind | 370,560 | ||
| GDXJ | 02/03/2021 S | In-Kind | 216,258 | ||
| GDXJ | 02/04/2021 S | In-Kind | 200,798 | ||
| GDXJ | 02/12/2021 S | In-Kind | 231,675 | ||
| GDXJ | 02/22/2021 B | In-Kind | 108,164 | ||
| GDXJ | 02/23/2021 B | In-Kind | 417,123 | ||
| GDXJ | 03/03/2021 S | In-Kind | 108,248 | ||
| GDXJ | 03/04/2021 B | In-Kind | 15,466 | ||
| GDXJ | 03/05/2021 B | In-Kind | 92,808 | ||
| GDXJ | 03/17/2021 S | In-Kind | 92,994 | ||
| GDXJ | 03/19/2021 B | 2,700,624.47 | 1,707,520 | ||
| GDXJ | 03/22/2021 B | 49,800.79 | 30,733 | ||
| GDXJ | 04/01/2021 B | In-Kind | 113,638 | ||
| GDXJ | 04/14/2021 S | 258,402.07 | 150,339 | ||
| GDXJ | 04/16/2021 B | In-Kind | 129,424 | ||
| GDXJ | 04/20/2021 B | In-Kind | 113,281 | ||
| GDXJ | 04/22/2021 B | In-Kind | 161,680 | ||
| GDXJ | 04/29/2021 B | In-Kind | 129,360 | ||
| GDXJ | 05/07/2021 B | In-Kind | 97,020 | ||
| GDXJ | 05/14/2021 S | In-Kind | 129,352 | ||
| GDXJ | 06/02/2021 S | In-Kind | 129,152 | ||
| GDXJ | 06/09/2021 S | In-Kind | 80,725 | ||
| GDXJ | 06/18/2021 S | In-Kind | 129,208 | ||
| GDXJ | 06/18/2021 B | 1,839,394.65 | 1,053,357 |
Page 5 of 11
$\sqrt{M}$
This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDXJ | 06/25/2021 B | In-Kind | 99,768 | ||
| GDXJ | 07/01/2021 B | In-Kind | 99,798 | ||
| GDXJ | 07/16/2021 B | In-Kind | 99,768 | ||
| GDXJ | 07/22/2021 S | In-Kind | 199,536 | ||
| GDXJ | 07/29/2021 B | In-Kind | 99,762 | ||
| GDXJ | 07/30/2021 B | In-Kind | 116,382 | ||
| GDXJ | 08/02/2021 B | In-Kind | 66,504 | ||
| GDXJ | 08/09/2021 S | In-Kind | 166,260 | ||
| GDXJ | 08/13/2021 S | In-Kind | 133,008 | ||
| GDXJ | 08/16/2021 S | In-Kind | 249,405 | ||
| GDXJ | 08/17/2021 S | In-Kind | 116,389 | ||
| GDXJ | 08/20/2021 S | In-Kind | 166,200 | ||
| GDXJ | 08/24/2021 S | In-Kind | 132,976 | ||
| GDXJ | 08/25/2021 S | In-Kind | 83,120 | ||
| GDXJ | 08/27/2021 S | In-Kind | 116,368 | ||
| GDXJ | 08/31/2021 S | In-Kind | 99,792 | ||
| GDXJ | 09/03/2021 S | In-Kind | 66,564 | ||
| GDX. | 09/07/2021 S | In-Kind | 183,040 | ||
| GDXJ | 09/08/2021 S | In-Kind | 449,280 | ||
| GDXJ | 09/09/2021 S | In-Kind | 49,926 | ||
| GDXJ | 09/10/2021 S | In-Kind | 233,002 | ||
| GDXJ | 09/17/2021 B | 2,363,032.14 | 1,674,737 | ||
| GDXJ | 09/20/2021 B | In-Kind | 121,961 | ||
| GDXJ | 09/21/2021 B | In-Kind | 174,230 | ||
| GDXJ | 09/22/2021 B | In-Kind | 121,996 | ||
| GDXJ | 10/04/2021 B | In-Kind | 157,023 | ||
| GDXJ | 10/13/2021 B | In-Kind | 52,320 | ||
| GDXJ | 10/15/2021 B | In-Kind | 87,190 | ||
| GDXJ | 10/19/2021 S | In-Kind | 104,634 | ||
| GDXJ | 10/21/2021 S | In-Kind | 69,748 | ||
| GDXJ | 10/22/2021 S | In-Kind | 156,933 | ||
| GDXJ | 10/25/2021 S | In-Kind | 139,488 | ||
| GDXJ | 11/10/2021 B | In-Kind | 121,912 | ||
| GDXJ | 11/12/2021 B | In-Kind | 121,912 | ||
| GDXJ | 11/16/2021 B | In-Kind | 208,596 | ||
| GDXJ | 12/07/2021 B | In-Kind | 17,393 | ||
| GDXJ | 12/16/2021 S | In-Kind | 400,338 | ||
| GDXJ | 12/17/2021 B | 1,587,108.20 | 1,036,600 | ||
| UCTGDX | 11/02/2020 B | 22,103.49 | 11,305 | ||
| UCTGDX | 12/02/2020 S | 69,796.51 | 39,437 | ||
| UCTGDX | 12/03/2020 S | 81,278.24 | 45,034 | ||
| UCTGDX | 12/16/2020 S | 47,093.90 | 27,869 | ||
| UCTGDX | 12/18/2020 S | 66,746.63 | 39,499 |
Page 6 of 11

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| UCTGDX | 12/21/2020 S | 29,130.06 | 16,552 | ||
| UCTGDX | 12/23/2020 B | 36,280.21 | 22,674 | ||
| UCTGDX | 01/06/2021 B | 21,380.20 | 12,078 | ||
| UCTGDX | 01/06/2021 B | 21,282.84 | 12,023 | ||
| UCTGDX | 01/07/2021 B | 29,187.54 | 16,583 | ||
| UCTGDX | 01/12/2021 B | 44,480.70 | 27,625 | ||
| UCTGDX | 01/13/2021 B | 44,618.22 | 27,626 | ||
| UCTGDX | 01/14/2021 S | 17,450.13 | 11,080 | ||
| UCTGDX | 01/27/2021 B | 16,851.56 | 11,086 | ||
| UCTGDX | 01/29/2021 B | 58,990.46 | 38,552 | ||
| UCTGDX | 02/01/2021 B | 17,373.99 | 11,030 | ||
| UCTGDX | 02/02/2021 B | 42,108.28 | 27,519 | ||
| UCTGDX | 02/02/2021 B | 67,513.41 | 44,122 | ||
| UCTGDX | 02/09/2021 S | 122,135.49 | 82,812 | ||
| UCTGDX | 02/26/2021 B | 20,593.56 | 16,151 | ||
| UCTGDX | 03/04/2021 S | 76,901.01 | 55,330 | ||
| UCTGDX | 03/10/2021 B | 34,794.51 | 22,161 | ||
| UCTGDX | 03/19/2021 S | 295,462.05 | 187,020 | ||
| UCTGDX | 03/24/2021 B | 25,627.31 | 16,117 | ||
| UCTGDX | 04/07/2021 S | 34,312.96 | 21,053 | ||
| UCTGDX | 04/21/2021 B | 17,083.46 | 9,761 | ||
| UCTGDX | 04/29/2021 B | 25,184.79 | 14,515 | ||
| UCTGDX | 05/07/2021 B | 18,223.99 | 10,068 | ||
| UCTGDX | 05/17/2021 B | 28,387.05 | 15,139 | ||
| UCTGDX | 06/21/2021 B | 17,648.61 | 10,201 | ||
| UCTGDX | 06/22/2021 B | 15,690.36 | 9,017 | ||
| UCTGDX | 06/25/2021 S | 57,982.30 | 32,760 | ||
| UCTGDX | 07/13/2021 B | 26,452.92 | 15,745 | ||
| UCTGDX | 07/20/2021 B | 18,258.31 | 10,584 | ||
| UCTGDX | 07/26/2021 B | 16,799.49 | 10,181 | ||
| UCTGDX | 08/03/2021 B | 17,544.03 | 10,199 | ||
| UCTGDX | 08/10/2021B | 15,410.61 | 10,171 | ||
| UCTGDX | 09/09/2021 B | 35,178.44 | 24,948 | ||
| UCTGDX | 09/17/2021 B | 72,238.70 | 51,228 | ||
| UCTGDX | 10/06/2021 B | 16,123.67 | 11,081 | ||
| UCTGDX | 10/13/2021 B | 8,084.85 | 5,199 | ||
| UCTGDX | 10/29/2021 B | 26,347.62 | 16,570 | ||
| UCTGDX | 11/10/2021 B | 22,284.03 | 13,464 | ||
| UCTGDX | 11/29/2021 B | 159,409.49 | 98,396 | ||
| UCTGDX | 12/08/2021 S | 107,581.12 | 72,940 | ||
| UCTGDX | 12/17/2021 S | 108,830.26 | 71,138 | ||
| UCTGDXJ | 10/30/2020 B | 25,126.00 | 13,018 | ||
| UCTGDXJ | 11/03/2020 B | 26,224.36 | 12,729 |
Page 7 of 11
This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| UCTGDXJ | 11/09/2020 B | 94,440.14 | 40,355 | ||
| UCTGDXJ | 11/12/2020 B | 26,236.68 | 14,219 | ||
| UCTGDXJ | 11/17/2020 B | 46,660.37 | 25,635 | ||
| UCTGDXJ | 11/24/2020 B | 44,638.61 | 27,051 | ||
| UCTGDXJ | 11/25/2020 S | 161,269.67 | 94,874 | ||
| UCTGDXJ | 12/02/2020 B | 72,012.57 | 40,681 | ||
| UCTGDXJ | 12/03/2020 B | 48,931.22 | 27,106 | ||
| UCTGDXJ | 12/08/2020 B | 49,006.27 | 26,998 | ||
| UCTGDXJ | 12/17/2020 B | 45,484.64 | 26,519 | ||
| UCTGDXJ | 12/18/2020 S | 122,659.76 | 72,587 | ||
| UCTGDXJ | 12/22/2020 B | 22,511.91 | 13,601 | ||
| UCTGDXJ | 12/22/2020 B | 16,948.89 | 10,240 | ||
| UCTGDXJ | 12/22/2020 B | 20,860.06 | 12,603 | ||
| UCTGDXJ | 01/11/2021 B | 145,213.32 | 91,320 | ||
| UCTGDXJ | 01/12/2021 B | 22,869.58 | 14,204 | ||
| UCTGDXJ | 01/13/2021 B | 62,256.41 | 38,545 | ||
| UCTGDXJ | 01/14/2021B | 22,105.76 | 14,034 | ||
| UCTGDXJ | 01/21/2021 B | 20,271.29 | 12,708 | ||
| UCTGDXJ | 01/27/2021 B | 20,695.35 | 13,614 | ||
| UCTGDXJ | 01/28/2021 B | 37,569.06 | 25,468 | ||
| UCTGDXJ | 01/29/2021 B | 261,948.42 | 171,191 | ||
| UCTGDXJ | 02/02/2021 B | 60,265.08 | 39,385 | ||
| UCTGDXJ | 02/05/2021 B | 267,498.38 | 184,057 | ||
| UCTGDXJ | 03/12/2021 B | 24,565.44 | 16,214 | ||
| UCTGDXJ | 03/17/2021 B | 98,169.70 | 64,792 | ||
| UCTGDXJ | 03/19/2021 B | 208,144.73 | 131,724 | ||
| UCTGDXJ | 04/13/2021 B | 30,391.15 | 18,586 | ||
| UCTGDXJ | 04/23/2021 B | 54,003.50 | 29,588 | ||
| UCTGDXJ | 04/23/2021 B | 27,052.86 | 14,822 | ||
| UCTGDXJ | 04/27/2021 B | 23,660.80 | 13,217 | ||
| UCTGDXJ | 05/04/2021 B | 23,838.86 | 13,429 | ||
| UCTGDXJ | 05/21/2021 B | 516,454.25 | 274,580 | ||
| UCTGDXJ | 05/25/2021 B | 28,998.14 | 14,946 | ||
| UCTGDXJ | 05/26/2021 S | 13,851.65 | 7,032 | ||
| UCTGDXJ | 06/01/2021 B | 54,811.00 | 27,962 | ||
| UCTGDXJ | 06/07/2021 B | 50,553.80 | 27,547 | ||
| UCTGDXJ | 06/18/2021 B | 181,803.56 | 104,175 | ||
| UCTGDXJ | 07/12/2021 B | 50,821.23 | 30,338 | ||
| UCTGDXJ | 07/28/2021 B | 23,712,19 | 14,681 | ||
| UCTGDXJ | 08/03/2021 B | 26,483.77 | 15,396 | ||
| UCTGDXJ | 08/03/2021 B | 45,988.22 | 26,736 | ||
| UCTGDXJ | 08/09/2021 B | 21,822.51 | 13,553 | ||
| UCTGDXJ | 09/08/2021 B | 36,748.15 | 25,517 |
Page 8 of 11
$\frac{1}{2}$ and $\frac{1}{2}$ .
AMS
This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| UCTGDXJ | 09/17/2021 B | 243,005.37 | 172,327 | ||
| UCTGDXJ | 10/15/2021 B | 27,211.72 | 16,744 | ||
| UCTGDXJ | 10/19/2021 B | 45,044.34 | 29,152 | ||
| UCTGDXJ | 11/09/2021 B | 305,519.35 | 180,784 | ||
| UCTGDXJ | 11/15/2021 S | 16,391.18 | 9,158 | ||
| UCTGDXJ | 11/16/2021 B | 33,312.96 | 18,819 | ||
| UCTGDXJ | 11/17/2021 B | 25,416.04 | 14,522 | ||
| UCTGDXJ | 11/19/2021 B | 28,589.60 | 15,707 | ||
| UCTGDXJ | 11/22/2021 B | 25,452.25 | 14,300 | ||
| UCTGDXJ | 12/07/2021 S | 194,905.46 | 134,431 | ||
| UCTGDXJ | 12/17/2021 B | 297,721.87 | 194,570 | ||
| UCTGDXJ | 12/22/2021 B | 49,694.05 | 32,583 | ||
| UCTGDXJ | 12/23/2021 B | 25,962.52 | 16,912 | ||
| MVSAU | 11/11/2020 B | In-Kind | 63,522 | ||
| MVSAU | 11/13/2020 S | 1,112.31 | 581 | ||
| MVSAU | 11/26/2020 S | 2,632.33 | 1,522 | ||
| MVSAU | ግ '2 03/2020 S | 7,427.31 | 7911 | ||
| MVSAU | 12/08/2020 S | 3,533.03 | 1,947 | ||
| MVSAU | 12/17/2020 B | In-Kind | 21,029 | ||
| MVSAU | 12/18/2020 B | 92,906.06 | 54,974 | ||
| MVSAU | 12/21/2020 S | 1,689.61 | 994 | ||
| MVSAU | 12/29/2020 B | 4,240.02 | 2,569 | ||
| MVSAU | 12/31/2020 S | 22,577.85 | 13,403 | ||
| MVSAU | 01/25/2021 B | In-Kind | 22,284 | ||
| MVSAU | 02/23/2021 B | 2,175.04 | 1,593 | ||
| MVSAU | 02/24/2021 S | 6,205.40 | 4,667 | ||
| MVSAU | 03/02/2021 B | 2,563.89 | 2,127 | ||
| MVSAU | 03/05/2021 B | 2,141.54 | 1,563 | ||
| MVSAU | 03/09/2021 B | 1,334.55 | 933 | ||
| MVSAU | 03/16/2021 B | 1,340.20 | 873 | ||
| MVSAU | 03/19/2021 B | 100,334.74 | 63,503 | ||
| MVSAU | 03/22/2021 S | 1,089.50 | 679 | ||
| MVSAU | 03/29/2021 B | 2,081.11 | 1,313 | ||
| MVSAU | 04/14/2021 S | 7,550.04 | 4,390 | ||
| MVSAU MVSAU |
05/21/2021 B 05/26/2021 S |
2,775.03 | 1,472 | ||
| 3,788.31 | 1,923 | ||||
| MVSAU | 06/08/2021 S | 4,783.20 | 2,565 | ||
| MVSAU | 06/18/2021 S | 78,136.70 | 44,780 | ||
| MVSAU MVSAU |
06/25/2021 S 06/28/2021 B |
3,372.70 4,694.52 |
1,906 2,698 |
||
| MVSAU | 06/29/2021 S | In-Kind | 136,290 | ||
| MVSAU | 06/30/2021 S | 17,758.25 | 10,478 | ||
| MVSAU | 07/05/2021 S | 3,712.95 | 2,128 | ||
Page 9 of 11
This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| MVSAU | 07/15/2021 B | 18,306.29 | 10,085 | ||
| MVSAU | 07/21/2021 S | 1,640.32 | 965 | ||
| MVSAU | 08/06/2021 S | In-Kind | 22,586 | ||
| MVSAU | 08/27/2021 B | 1,788.34 | 1,161 | ||
| MVSAU | 08/31/2021 B | 1,604.86 | 1,042 | ||
| MVSAU | 09/03/2021 B | 1,934.95 | 1,316 | ||
| MVSAU | 09/06/2021 S | 1,326.96 | 879 | ||
| MVSAU | 09/08/2021 B | 2.039.26 | 1,416 | ||
| MVSAU | 09/15/2021 S | In-Kind | 159,215 | ||
| MVSAU | 09/17/2021 B | 61,970.91 | 43,951 | ||
| MVSAU | 09/24/2021 S | 7,293.28 | 5,568 | ||
| MVSAU | 09/28/2021 B | 924.88 | 714 | ||
| MVSAU | 10/22/2021 S | In-Kind | 73,749 | ||
| MVSAU | 10/26/2021 S | 2,298.83 | 1,428 | ||
| MVSAU | 11/01/2021 S | 2,576.92 | 1,626 | ||
| MVSAU | 11/15/2021 S | 2,675.31 | 1,495 | ||
| MVSAU | 11/30/2021 S | 1,678.43 | 1,059 | ||
| MVSAU | 12/17/2021 B | 55,258.99 | 36,115 | ||
| MVSAU | 12/29/2021 B | 1,575.44 | 997 | ||
| UCTGDIG | 12/03/2020 B | 4,167.81 | 2,308 | ||
| UCTGDIG | 12/15/2020 B | 1,881.93 | 1,147 | ||
| UCTGDIG | 12/22/2020 B | 2,935.64 | 1,773 | ||
| UCTGDIG | 12/30/2020 B | 3,784.70 | 2,328 | ||
| UCTGDIG | 01/07/2021 B | 4,127.30 | 2,344 | ||
| UCTGDIG | 01/14/2021 B | 3,660.38 | 2,323 | ||
| UCTGDIG | 01/20/2021 B | 5,583.41 | 3,510 | ||
| UCTGDIG | 02/10/2021 B | 6,713.42 | 4,660 | ||
| UCTGDIG | 02/11/2021 B | 5,007.25 | 3,500 | ||
| UCTGDIG | 02/17/2021 B | 3,148.02 | 2,357 | ||
| UCTGDIG | 02/19/2021 B | 4,449.54 | 3,502 | ||
| UCTGDIG | 02/24/2021 B | 15,498.81 | 11,648 | ||
| UCTGDIG | 02/25/2021 B | 4,359.32 | 3,514 | ||
| UCTGDIG | 03/04/2021 B | 9,523.00 | 6,848 | ||
| UCTGDIG UCTGDIG |
03/11/2021 B 03/26/2021 B |
7,426.90 9,484.16 |
4,852 5,981 |
||
| UCTGDIG | 04/20/2021 B | 8,880.78 | 5,058 | ||
| UCTGDIG | 04/28/2021 B | 6,429.77 | 3,955 | ||
| UCTGDIG | 05/07/2021 B | 8,633.62 | 4,769 | ||
| UCTGDIG | 05/11/2021 B | 10,815,55 | 6,041 | ||
| UCTGDIG | 05/18/2021 B | 9,176.94 | 4,829 | ||
| UCTGDIG | 05/25/2021 B | 9,327.45 | 4,807 | ||
| UCTGDIG | 05/28/2021 B | 14,024.06 | 7,172 | ||
| UCTGDIG | 06/01/2021 B | 11,801.56 | 6,020 |
Page 10of 11
This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | ||||||
|---|---|---|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities | |||
| UCTGDIG | 06/03/2021 B | 7.263.25 | 3.724 | |||||
| UCTGDIG | 06/04/2021 B | 6.378.68 | 3,543 | |||||
| UCTGDIG | 06/10/2021 B | 8 909.61 | 4,881 | |||||
| UCTGDIG | 06/18/2021 S | 8,429.79 | 4.833 | |||||
| UCTGDIG | 06/22/2021 B | 10.257.61 | 5.894 | |||||
| UCTGDIG | 06/24/2021 B | 10.047.03 | 5,773 | |||||
| UCTGDIG | 10/27/2021 B | 9.059.64 | 5.751 | |||||
| UCTGDIG | 11/02/2021 B | 9,661.13 | 6.037 | |||||
| In-Kind transactions result from UCTGDIG receiving a basket of securities (including RAMELIUS RESOURCES LTD) in exchange for securities in UCTGDIG. |
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