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QUANTUM CORP /DE/ — Director's Dealing 2010
Jul 1, 2010
34001_dirs_2010-07-01_8abd4c20-3a4d-4a75-b4e4-04dc90d0f1e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUANTUM CORP /DE/ (QTM)
CIK: 0000709283
Period of Report: 2010-07-01
Reporting Person: BARRETT BARBARA (Senior VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-01 | Common Stock | M | 11666 | — | Acquired | 141347 | Direct |
| 2010-07-01 | Common Stock | F | 11925 | $1.86 | Disposed | 129422 | Direct |
| 2010-07-01 | Common Stock | A | 70000 | — | Acquired | 199422 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-01 | Restricted Stock Units | $ | M | 11666 | Disposed | 2010-07-01 | Common Stock (11666) | Direct |
Footnotes
F1: Reflects the partial vesting of Restricted Stock Units (RSUs) granted on 6/30/2007. The vested RSUs converted to shares of Common Stock on a 1-for-1 basis.
F2: Surrender of shares to satisfy tax withholding obligations upon vesting of RSUs granted on 06/30/2007 and on 07/01/2008.
F3: RSUs will vest in equal installments on 07/01/2011, 07/01/2012 and on 07/01/2013.
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