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Quanterix Corp — Director's Dealing 2017
Dec 7, 2017
33531_dirs_2017-12-06_5f2583be-9ee3-4976-890a-16ac2157a967.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Quanterix Corp (QTRX)
CIK: 0001503274
Period of Report: 2017-12-06
Reporting Person: WALT DAVID R (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 396701 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A-1 Preferred Stock | $ | Common Stock (32959) | Direct | ||
| Series A-2 Preferred Stock | $ | Common Stock (86517) | Direct | ||
| Series B Preferred Stock | $ | Common Stock (334985) | Direct | ||
| Series C Preferred Stock | $ | Common Stock (28691) | Direct | ||
| Series D Preferred Stock | $ | Common Stock (135647) | Direct |
Footnotes
F1: Reflects the 1-for-3.214 reverse stock split of the Issuer's common stock effected on December 4, 2017 in connection with the Issuer's initial public offering.
F2: These shares are convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.
F3: Not applicable.
F4: The shares of preferred stock will convert into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock will convert on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.