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QUALCOMM INC/DE — Director's Dealing 2021
May 21, 2021
10546_dirs_2021-05-21_081f1d3b-c36b-4917-b65d-a65b804c6282.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2021-05-20
Reporting Person: Palkhiwala Akash J. (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-20 | Common Stock | M | 1914 | $0.0 | Acquired | 31372 | Direct |
| 2021-05-20 | Common Stock | M | 2360 | $0.0 | Acquired | 33732 | Direct |
| 2021-05-20 | Common Stock | M | 4767 | $0.0 | Acquired | 38499 | Direct |
| 2021-05-20 | Common Stock | F | 1649 | $132.64 | Disposed | 36850 | Direct |
| 2021-05-20 | Common Stock | F | 1037 | $132.64 | Disposed | 35813 | Direct |
| 2021-05-20 | Common Stock | F | 949 | $132.64 | Disposed | 34864 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-20 | Restricted Stock Unit | $ | M | 4767.3212 | Disposed | 2021-05-20 | Common Stock (4767.3212) | Direct |
| 2021-05-20 | Restricted Stock Unit | $ | M | 2360.7077 | Disposed | 2021-11-20 | Common Stock (2360.7077) | Direct |
| 2021-05-20 | Restricted Stock Unit | $ | M | 1914.1438 | Disposed | 2022-11-20 | Common Stock (1914.1438) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.