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QUALCOMM INC/DE — Director's Dealing 2021
Oct 5, 2021
10546_dirs_2021-10-05_d82995d0-b5fd-424d-81f9-c685bdb4a3c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2021-10-01
Reporting Person: AMON CRISTIANO R (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock | M | 17928 | $0.0 | Acquired | 68872 | Direct |
| 2021-10-01 | Common Stock | M | 21053 | $0.0 | Acquired | 89925 | Direct |
| 2021-10-01 | Common Stock | M | 12295 | $0.0 | Acquired | 102220 | Direct |
| 2021-10-01 | Common Stock | F | 7724 | $128.71 | Disposed | 94496 | Direct |
| 2021-10-01 | Common Stock | F | 10438 | $128.71 | Disposed | 84058 | Direct |
| 2021-10-01 | Common Stock | F | 6096 | $128.71 | Disposed | 77962 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Unit | $ | M | 17928.2004 | Disposed | 2021-10-01 | Common Stock (17928.2004) | Direct |
| 2021-10-01 | Restricted Stock Unit | $ | M | 21053.7748 | Disposed | 2022-10-01 | Common Stock (21053.7748) | Direct |
| 2021-10-01 | Restricted Stock Unit | $ | M | 12295.4112 | Disposed | 2023-10-01 | Common Stock (12295.4112) | Direct |
Footnotes
F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F4: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.