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QUALCOMM INC/DE — Director's Dealing 2021
Oct 5, 2021
10546_dirs_2021-10-05_68f29b45-c0a3-4a41-b1a6-9dc2b9be9727.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2021-10-01
Reporting Person: ROGERS ALEXANDER H (President QTL & Global Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock | M | 8964 | $0.0 | Acquired | 36001 | Direct |
| 2021-10-01 | Common Stock | M | 10527 | $0.0 | Acquired | 46528 | Direct |
| 2021-10-01 | Common Stock | M | 6147 | $0.0 | Acquired | 52675 | Direct |
| 2021-10-01 | Common Stock | F | 3073 | $128.71 | Disposed | 49602 | Direct |
| 2021-10-01 | Common Stock | F | 4972 | $128.71 | Disposed | 44630 | Direct |
| 2021-10-01 | Common Stock | F | 3337 | $128.71 | Disposed | 41293 | Direct |
| 2021-10-04 | Common Stock | S | 9157 | $128.92 | Disposed | 32136 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Unit | $ | M | 8964.1 | Disposed | 2021-10-01 | Common Stock (8964.1) | Direct |
| 2021-10-01 | Restricted Stock Unit | $ | M | 10527.4123 | Disposed | 2022-10-01 | Common Stock (10527.4123) | Direct |
| 2021-10-01 | Restricted Stock Unit | $ | M | 6147.1958 | Disposed | 2023-10-01 | Common Stock (6147.1958) | Direct |
Footnotes
F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2: The transaction was conducted under a Rule 10b5-1 trading plan.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F6: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.