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QUALCOMM INC/DE Director's Dealing 2021

Oct 5, 2021

10546_dirs_2021-10-05_68f29b45-c0a3-4a41-b1a6-9dc2b9be9727.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2021-10-01

Reporting Person: ROGERS ALEXANDER H (President QTL & Global Affairs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-01 Common Stock M 8964 $0.0 Acquired 36001 Direct
2021-10-01 Common Stock M 10527 $0.0 Acquired 46528 Direct
2021-10-01 Common Stock M 6147 $0.0 Acquired 52675 Direct
2021-10-01 Common Stock F 3073 $128.71 Disposed 49602 Direct
2021-10-01 Common Stock F 4972 $128.71 Disposed 44630 Direct
2021-10-01 Common Stock F 3337 $128.71 Disposed 41293 Direct
2021-10-04 Common Stock S 9157 $128.92 Disposed 32136 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-01 Restricted Stock Unit $ M 8964.1 Disposed 2021-10-01 Common Stock (8964.1) Direct
2021-10-01 Restricted Stock Unit $ M 10527.4123 Disposed 2022-10-01 Common Stock (10527.4123) Direct
2021-10-01 Restricted Stock Unit $ M 6147.1958 Disposed 2023-10-01 Common Stock (6147.1958) Direct

Footnotes

F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.

F2: The transaction was conducted under a Rule 10b5-1 trading plan.

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.

F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F6: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.