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QUALCOMM INC/DE — Director's Dealing 2021
Oct 5, 2021
10546_dirs_2021-10-05_4db42819-28fd-4fa3-9a4a-53d7f95d841e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2021-10-01
Reporting Person: THOMPSON JAMES H (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock | M | 15686 | $0.0 | Acquired | 153119 | Direct |
| 2021-10-01 | Common Stock | M | 18949 | $0.0 | Acquired | 172068 | Direct |
| 2021-10-01 | Common Stock | M | 11065 | $0.0 | Acquired | 183133 | Direct |
| 2021-10-01 | Common Stock | F | 6006 | $128.71 | Disposed | 177127 | Direct |
| 2021-10-01 | Common Stock | F | 6243 | $128.71 | Disposed | 170884 | Direct |
| 2021-10-01 | Common Stock | F | 8950 | $128.71 | Disposed | 161934 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Unit | $ | M | 15686.6301 | Disposed | 2021-10-01 | Common Stock (15686.6301) | Direct |
| 2021-10-01 | Restricted Stock Unit | $ | M | 18949.3421 | Disposed | 2022-10-01 | Common Stock (18949.3421) | Direct |
| 2021-10-01 | Restricted Stock Unit | $ | M | 11065.7681 | Disposed | 2023-10-01 | Common Stock (11065.7681) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4539 | Indirect |
| Common Stock | 45453 | Indirect |
| Common Stock | 45453 | Indirect |
Footnotes
F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F3: Securities held by Premier Trust, as trustee.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F6: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F7: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.