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QUALCOMM INC/DE — Director's Dealing 2021
Oct 5, 2021
10546_dirs_2021-10-05_d5e0d43c-430a-4a50-8233-aae1f1e49541.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2021-10-01
Reporting Person: Rosenberg Donald J (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock | M | 10084 | $0.0 | Acquired | 10275 | Direct |
| 2021-10-01 | Common Stock | M | 9474 | $0.0 | Acquired | 19749 | Direct |
| 2021-10-01 | Common Stock | M | 5532 | $0.0 | Acquired | 25281 | Direct |
| 2021-10-01 | Common Stock | F | 3626 | $128.71 | Disposed | 21655 | Direct |
| 2021-10-01 | Common Stock | F | 4475 | $128.71 | Disposed | 17180 | Direct |
| 2021-10-01 | Common Stock | F | 3003 | $128.71 | Disposed | 14177 | Direct |
| 2021-10-04 | Common Stock | S | 11457 | $126.4447 | Disposed | 2720 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Unit | $ | M | 10084.8855 | Disposed | 2021-10-01 | Common Stock (10084.8855) | Direct |
| 2021-10-01 | Restricted Stock Unit | $ | M | 9474.6708 | Disposed | 2022-10-01 | Common Stock (9474.6708) | Direct |
| 2021-10-01 | Restricted Stock Unit | $ | M | 5532.3743 | Disposed | 2023-10-01 | Common Stock (5532.3743) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12946 | Indirect |
Footnotes
F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2: The transaction was conducted under a Rule 10b5-1 trading plan.
F3: The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F7: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F8: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.