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QUAKER CHEMICAL CORP — Director's Dealing 2017
Mar 1, 2017
31579_dirs_2017-03-01_39527529-2fe9-438c-9222-e097b670c114.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUAKER CHEMICAL CORP (KWR)
CIK: 0000081362
Period of Report: 2017-02-27
Reporting Person: Matrange Joseph F (VP - Global Coatings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-27 | Common Stock | F | 171 | $134.60 | Disposed | 1413 | Direct |
| 2017-02-27 | Common Stock | A | 247 | $0.00 | Acquired | 1660 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-27 | Employee Stock Option (right to buy) | $134.60 | A | 1287 | Acquired | 2024-02-27 | Common Stock (1287) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3214 | Indirect |
| Common Stock | 304 | Indirect |
Footnotes
F1: Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on February 27, 2014 under the Company's 2011 Long-Term Performance Incentive Plan.
F2: The last Form 4, as filed on November 3, 2016, and amended Form 4, as filed on December 2, 2016, inadvertently listed 1,163 shares held through indirect ownership as direct ownership.
F3: Includes 3 shares acquired in Company's Dividend Reinvestment Plan on January 31, 2017.
F4: Information based on reporting person's Plan Statement as of December 31, 2016.
F5: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 429 shares on February 27, 2018; 429 shares on February 27, 2019; and 429 shares on February 27, 2020.