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PVH CORP. /DE/ — Director's Dealing 2017
Aug 29, 2017
31157_dirs_2017-08-29_2dee63d1-6d56-41ea-a8c9-82e5815302c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PVH CORP. /DE/ (PVH)
CIK: 0000078239
Period of Report: 2017-08-25
Reporting Person: DUANE FRANCIS K (CEO, Wholesale Apparel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-25 | Common Stock, $1 par value | M | 12300 | $91.88 | Disposed | 29812 | Direct |
| 2017-08-25 | Common Stock, $1 par value | M | 7600 | $107.47 | Disposed | 37412 | Direct |
| 2017-08-25 | Common Stock, $1 par value | M | 4100 | $99.39 | Disposed | 41512 | Direct |
| 2017-08-25 | Common Stock, $1 par value | S | 13400 | $126.0615 | Disposed | 28112 | Direct |
| 2017-08-25 | Common Stock, $1 par value | S | 5300 | $127.4811 | Disposed | 22812 | Direct |
| 2017-08-25 | Common Stock, $1 par value | S | 5300 | $128.2407 | Disposed | 17512 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-25 | Option (Right to Buy) | $91.88 | M | 12300 | Disposed | 2022-04-05 | Common Stock, $1 par value. (12300) | Direct |
| 2017-08-25 | Option (Right to Buy) | $107.47 | M | 7600 | Disposed | 2025-04-02 | Common Stock, $1 par value. (7600) | Direct |
| 2017-08-25 | Option (Right to Buy) | $99.39 | M | 4100 | Disposed | 2026-04-01 | Common Stock, $1 par value. (4100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 1722.6025 | Indirect |
Footnotes
F1: Includes 15,254 shares of Common Stock subject to awards of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.00 to $126.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.2201 to $127.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.07 to $128.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: This was a grant of 16,400 options, 4,100 of which became exerciseable on each of 4/5/13, 4/5/14, 4/5/15 and 4/5/16.
F6: This was a grant of 15,200 options, 3,800 of which became exerciseable on each of 4/2/16 and 4/2/17, and 3,800 of which will become exercisable on each of 4/2/18 and 4/2/19.
F7: This was a grant of 16,400 options, 4,100 of which became exerciseable on 4/1/17, and 4,100 of which will become exercisable on each of 4/1/18, 4/1/19 and 4/1/20.