AI assistant
PVH CORP. /DE/ — Director's Dealing 2017
Dec 15, 2017
31157_dirs_2017-12-15_b3fe0cc3-c126-40f1-a973-ada1ab80db68.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PVH CORP. /DE/ (PVH)
CIK: 0000078239
Period of Report: 2017-12-13
Reporting Person: CHIRICO EMANUEL (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-13 | Common Stock, $1 par value | M | 156000 | $26.11 | Acquired | 298679 | Direct |
| 2017-12-13 | Common Stock, $1 par value | M | 58433 | $28.46 | Acquired | 357112 | Direct |
| 2017-12-13 | Common Stock, $1 par value | S | 82688 | $133.4486 | Disposed | 274444 | Direct |
| 2017-12-13 | Common Stock, $1 par value | S | 90309 | $132.7656 | Disposed | 184135 | Direct |
| 2017-12-13 | Common Stock, $1 par value | G | 37824 | — | Disposed | 146311 | Direct |
| 2017-12-14 | Common Stock, $1 par value | M | 243567 | $28.46 | Acquired | 389878 | Direct |
| 2017-12-14 | Common Stock, $1 par value | S | 76457 | $132.7575 | Disposed | 313421 | Direct |
| 2017-12-14 | Common Stock, $1 par value | S | 72619 | $131.9938 | Disposed | 240802 | Direct |
| 2017-12-14 | Common Stock, $1 par value | S | 48254 | $131.2145 | Disposed | 192548 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-13 | Option (Right to Buy) | $26.11 | M | 156000 | Disposed | 2019-04-16 | Common Stock, $1 par value. (156000) | Direct |
| 2017-12-13 | Option (Right to Buy) | $28.46 | M | 58433 | Disposed | 2019-06-25 | Common Stock, $1 par value. (58433) | Direct |
| 2017-12-14 | Option (Right to Buy) | $28.46 | M | 243567 | Disposed | 2019-06-25 | Common Stock, $1 par value. (243567) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 9358.2814 | Indirect |
Footnotes
F1: Includes 48,886 shares of Common Stock subject to awards of restricted stock units.
F2: A portion of the proceeds from the sales reported on this form were sold to pay the exercise price and related taxes for the options set forth on Table II.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.12 to $134.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.61 to $133.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: Gift to charitable trust.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.40 to $133.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.41 to $132.3901, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.81 to $131.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9: Options to acquire 39,000 shares became exercisable on each of 4/16/10, 4/16/11, 4/16/12 and 4/16/13.
F10: This was part of an option grant to acquire 302,000 shares. 37,750 shares became exercisable on each of 6/25/11 and 6/25/15, and an additional 75,500 shares became exercisable on each of 6/25/12, 6/25/13 and 6/25/14.