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PVH CORP. /DE/ — Director's Dealing 2016
Apr 5, 2016
31157_dirs_2016-04-05_b3d7b37c-e105-4499-92c2-cb3ebcebd747.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PVH CORP. /DE/ (PVH)
CIK: 0000078239
Period of Report: 2016-04-01
Reporting Person: SHIFFMAN STEVEN B (CEO, Calvin Klein)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-01 | Common Stock, $1 par value | A | 8052 | — | Acquired | 15400 | Direct |
| 2016-04-02 | Common Stock, $1 par value | A | 826 | — | Acquired | 16226 | Direct |
| 2016-04-02 | Common Stock, $1 par value | F | 306 | $99.39 | Disposed | 15920 | Direct |
| 2016-04-03 | Common Stock, $1 par value | F | 112 | $99.39 | Disposed | 16808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-01 | Option (Right to Buy) | $99.39 | A | 15100 | Acquired | 2026-04-01 | Common Stock, $1 par value (15100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 3538.7926 | Indirect |
Footnotes
F1: Represents shares subject to an award of restricted stock units. Each unit represents a contingent right to receive one share of Issuer's Common Stock. The units vest 25% (2,013 shares) on each anniversary of grant. Vested shares are delivered as soon as practicable after they vest.
F2: Includes 14,920 shares of Common Stock subject to awards of restricted stock units.
F3: Represents shares received upon settlement of a performance share award.
F4: Represents shares withheld to satisfy the Reporting Person's tax obligations with the settlement of the performance share award described in Note (3) above.
F5: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 302 restricted stock units.
F6: Includes 15,618 shares of Common Stock subject to awards of restricted stock units.
F7: All options exercisable for shares of Issuer's Common Stock, $1 par value.
F8: Options to acquire 3,775 shares become exercisable on each of 4/1/2017, 4/1/2018, 4/1/2019 and 4/1/2020.