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PVH CORP. /DE/ — Director's Dealing 2014
Sep 23, 2014
31157_dirs_2014-09-23_6c429ba1-e15b-4da2-b1d0-5a37b751526d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PVH CORP. /DE/ (PVH)
CIK: 0000078239
Period of Report: 2014-09-19
Reporting Person: SHIFFMAN STEVEN B (President & CEO, Calvin Klein)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-19 | Common Stock, $1 par value | M | 3000 | $58.60 | Disposed | 8855 | Direct |
| 2014-09-19 | Common Stock, $1 par value | M | 4500 | $36.45 | Disposed | 13355 | Direct |
| 2014-09-19 | Common Stock, $1 par value | M | 1500 | $45.43 | Disposed | 14855 | Direct |
| 2014-09-19 | Common Stock, $1 par value | S | 9000 | $127.652 | Disposed | 5855 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-19 | Option (Right to Buy) | $58.60 | M | 3000 | Disposed | 2017-04-05 | Common Stock, $1 par value. (3000) | Direct |
| 2014-09-19 | Option (Right to Buy) | $36.45 | M | 4500 | Disposed | 2018-04-09 | Common Stock, $1 par value. (4500) | Direct |
| 2014-09-19 | Option (Right to Buy) | $45.43 | M | 1500 | Disposed | 2018-06-01 | Common Stock, $1 par value. (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 3359.76 | Indirect |
Footnotes
F1: Includes 5,345 shares of Common Stock subject to awards of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.61 to $127.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: All options exercisable for shares of Issuer's Common Stock, $1 par value.
F4: 3,000 shares became exercisable on each of 4/5/08, 4/5/09, 4/5/10 and 4/5/11.
F5: 4,500 shares became exercisable on each of 4/9/09, 4/9/10, 4/9/11 and 4/9/12.
F6: 1,500 shares became exercisable on each of 6/1/09, 6/1/10, 6/1/11 and 6/1/12.