PURE CYCLE CORP — Capital/Financing Update 2019

Nov 19, 2019

8-K 1 pcyo_8k.htm CURRENT REPORT Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2019 Issuer Direct Corporation Blueprint

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 19, 2019

PURE CYCLE CORPORATION

Rule Below Paragraph

(Exact name of registrant as specified in its charter)

Colorado

Rule Below Paragraph

(State or other jurisdiction of incorporation)

0-8814	84-0705083
(Commission
File Number)	(IRS
Employer Identification No.)

34501 East Quincy Avenue, Building 34, Box 10, Watkins, CO 80137

Rule Below Paragraph

(Address of principal executive offices) (Zip Code)

Registrant’s telephone, including area code (303) 292-3456

N/A

Rule Below Paragraph

(Former name or former address, if changed since last report.)

anchor Securities registered pursuant to Section 12(b) of the Act:

Common Stock 1/3 of $.01 par value	PCYO	The NASDAQ Stock Market
(Title
of each class)	(Trading
Symbol(s))	(Name
of each exchange on which registered)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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This current report on Form 8-K is filed by Pure Cycle Corporation (the “Registrant”), a Colorado corporation, in connection with the matters described herein.

Item 8.01 Other Events.

On November 19, 2019, the Registrant issued a press release announcing receipt of a $10.5 million payment from bond proceeds issued by Sky Ranch Community Authority Board. A copy of the press release is attached to this report as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits .

Exhibit No.	Description
99.1	Press Release dated November 19, 2019 announcing receipt of a $10.5
million payment from bond proceeds issued by Sky Ranch Community
Authority Board

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| /s/ Mark W.
Harding |
| --- |
| Mark W.
Harding |
| President and Chief
Financial Officer |

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