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PULTEGROUP INC/MI/ — Director's Dealing 2017
Feb 7, 2017
30194_dirs_2017-02-07_5692ecff-d7e7-4bd0-be50-7ce4eeb19bcc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2017-02-03
Reporting Person: COOK STEVEN M (EVP, Ch. Legal Ofcr, Corp Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-03 | Common Stock | F | 5727 | $21.365 | Disposed | 235899 | Direct |
| 2017-02-03 | Common Stock | M | 15000 | $10.93 | Acquired | 250899 | Direct |
| 2017-02-03 | Common Stock | S | 15000 | $21.3301 | Disposed | 235899 | Direct |
| 2017-02-03 | Common Stock | M | 5000 | $11.355 | Acquired | 240899 | Direct |
| 2017-02-03 | Common Stock | S | 5000 | $21.3301 | Disposed | 235899 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-03 | Employee Stock Option (Right to Buy) | $10.93 | M | 15000 | Disposed | 2017-12-06 | Common Stock (15000) | Direct |
| 2017-02-03 | Employee Stock Option (Right to Buy) | $11.355 | M | 5000 | Disposed | 2018-12-09 | Common Stock (5000) | Direct |
Footnotes
F1: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
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