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PULSE BIOSCIENCES, INC. Director's Dealing 2017

Sep 19, 2017

32093_dirs_2017-09-18_e33d6381-5c38-484e-95f2-f2549ca16f0c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2017-09-14

Reporting Person: DUGGAN ROBERT W (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-14 Common Stock P 50300 $11.6622 Acquired 3437994 Direct
2017-09-14 Common Stock P 30050 $12.774 Acquired 3468044 Direct
2017-09-14 Common Stock P 53820 $13.9007 Acquired 3521864 Direct
2017-09-14 Common Stock P 47450 $14.5697 Acquired 3569314 Direct
2017-09-15 Common Stock P 71598 $14.3791 Acquired 3640912 Direct
2017-09-15 Common Stock P 125000 $15.7047 Acquired 3765912 Direct
2017-09-15 Common Stock P 500 $16.215 Acquired 3766412 Direct
2017-09-18 Common Stock P 23703 $15.1155 Acquired 3790115 Direct
2017-09-18 Common Stock P 7497 $15.4962 Acquired 3797612 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 35000 Indirect

Footnotes

F1: This is the weighted average purchase price of the shares, which ranged from $11.1366 to $12.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2: This is the weighted average purchase price of the shares, which ranged from $12.14 to $13.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F3: This is the weighted average purchase price of the shares, which ranged from $13.255 to $14.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F4: This is the weighted average purchase price of the shares, which ranged from $14.265 to $15.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F5: This is the weighted average purchase price of the shares, which ranged from $14.16 to $15.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F6: This is the weighted average purchase price of the shares, which ranged from $15.18 to $16.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F7: This is the weighted average purchase price of the shares, which ranged from $16.195 to $16.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F8: This is the weighted average purchase price of the shares, which ranged from $14.4015 to $15.3999 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F9: This is the weighted average purchase price of the shares, which ranged from $15.4463 to $15.569 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F10: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.