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PULSE BIOSCIENCES, INC. — Director's Dealing 2017
Sep 19, 2017
32093_dirs_2017-09-18_e33d6381-5c38-484e-95f2-f2549ca16f0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2017-09-14
Reporting Person: DUGGAN ROBERT W (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-14 | Common Stock | P | 50300 | $11.6622 | Acquired | 3437994 | Direct |
| 2017-09-14 | Common Stock | P | 30050 | $12.774 | Acquired | 3468044 | Direct |
| 2017-09-14 | Common Stock | P | 53820 | $13.9007 | Acquired | 3521864 | Direct |
| 2017-09-14 | Common Stock | P | 47450 | $14.5697 | Acquired | 3569314 | Direct |
| 2017-09-15 | Common Stock | P | 71598 | $14.3791 | Acquired | 3640912 | Direct |
| 2017-09-15 | Common Stock | P | 125000 | $15.7047 | Acquired | 3765912 | Direct |
| 2017-09-15 | Common Stock | P | 500 | $16.215 | Acquired | 3766412 | Direct |
| 2017-09-18 | Common Stock | P | 23703 | $15.1155 | Acquired | 3790115 | Direct |
| 2017-09-18 | Common Stock | P | 7497 | $15.4962 | Acquired | 3797612 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35000 | Indirect |
Footnotes
F1: This is the weighted average purchase price of the shares, which ranged from $11.1366 to $12.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F2: This is the weighted average purchase price of the shares, which ranged from $12.14 to $13.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F3: This is the weighted average purchase price of the shares, which ranged from $13.255 to $14.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F4: This is the weighted average purchase price of the shares, which ranged from $14.265 to $15.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F5: This is the weighted average purchase price of the shares, which ranged from $14.16 to $15.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F6: This is the weighted average purchase price of the shares, which ranged from $15.18 to $16.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F7: This is the weighted average purchase price of the shares, which ranged from $16.195 to $16.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F8: This is the weighted average purchase price of the shares, which ranged from $14.4015 to $15.3999 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F9: This is the weighted average purchase price of the shares, which ranged from $15.4463 to $15.569 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F10: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.