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Pulmatrix, Inc. Director's Dealing 2018

Jun 7, 2018

35037_dirs_2018-06-06_6a599363-8773-47dc-8550-09868566d68e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulmatrix, Inc. (PULM)
CIK: 0001574235
Period of Report: 2018-06-05

Reporting Person: Munshi Amit (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-05 Stock Option (Right to Buy) $0.468 A 124000 Acquired 2028-06-05 Common Stock (124000) Direct

Footnotes

F1: One-fourth (1/4) of the option vests on June 5, 2018 and the remainder vests in thirty-six (36) equal monthly installments with 2.083% vesting on the last day of each of the next thirty-six (36) months that follow June 5, 2018, provided that the reporting person is providing services to the Issuer on the applicable vesting date and subject to the terms and conditions of the Pulmatrix, Inc. 2013 Employee, Director and Consultant Equity Incentive Plan.