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Pulmatrix, Inc. Director's Dealing 2018

Jun 7, 2018

35037_dirs_2018-06-06_c5cf9081-027e-4ebf-84fd-569c83d56ceb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulmatrix, Inc. (PULM)
CIK: 0001574235
Period of Report: 2017-06-05

Reporting Person: MCGUIRE TERRANCE (Director, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-05 Stock Option (Right to Buy) $0.468 A 124000 Acquired 2028-06-05 Common Stock (124000) Direct

Footnotes

F1: The option vested as to 25% on June 5, 2018 and the remaining 75% vests in thirty-six (36) equal monthly installments with 2.083% vesting on the last day of each of the next thirty-six (36) months that follow June 5, 2018, subject to the terms and conditions of the Pulmatrix, Inc. Amended and Restated 2013 Employee, Director and Consultant Equity Incentive Plan.