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Pulmatrix, Inc. Director's Dealing 2016

Feb 25, 2016

35037_dirs_2016-02-25_ada9006a-77cb-42fb-839b-aa158e5213fa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulmatrix, Inc. (PULM)
CIK: 0001574235
Period of Report: 2016-02-03

Reporting Person: MCGUIRE TERRANCE (Director, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-03 Stock Option (Right to Buy) $2.80 A 8800 Acquired 2026-02-03 Common Stock (8800) Direct

Footnotes

F1: The option vests as to 25% on February 3, 2017 and the remaining 75% vests in thirty-six (36) equal monthly installments with 2.083% vesting on the last day of each of the next thirty-six (36) months that follow February 3, 2017, subject to the terms and conditions of the Pulmatrix, Inc. Amended and Restated 2013 Employee, Director and Consultant Equity Incentive Plan.