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Pulmatrix, Inc. — Director's Dealing 2016
Feb 25, 2016
35037_dirs_2016-02-25_4a120c36-a9eb-4558-ab62-b91095e12923.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulmatrix, Inc. (PULM)
CIK: 0001574235
Period of Report: 2016-02-03
Reporting Person: ROCKLAGE SCOTT M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-03 | Stock Option (Right to Buy) | $2.80 | A | 8800 | Acquired | 2026-02-03 | Common Stock (8800) | Direct |
Footnotes
F1: The option vests as to 25% on February 3, 2017 and the remaining 75% vests in thirty-six (36) equal monthly installments with 2.083% vesting on the last day of each of the next thirty-six (36) months that follow February 3, 2017, subject to the terms and conditions of the Pulmatrix, Inc. Amended and Restated 2013 Employee, Director and Consultant Equity Incentive Plan.
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