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Pulmatrix, Inc. Director's Dealing 2015

Dec 9, 2015

35037_dirs_2015-12-09_e6f77906-46c4-4285-a3ff-27a7cf4a0ceb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulmatrix, Inc. (PULM)
CIK: 0001574235
Period of Report: 2015-12-08

Reporting Person: Graves Kurt (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-08 Stock Option (Right to Buy) $4.75 A 18818 Acquired 2025-12-08 Common Stock (18818) Direct

Footnotes

F1: One-fourth (1/4) of the option vests on December 8, 2016 and the remainder vests in thirty-six (36) equal monthly installments with 2.083% vesting on the last day of each of the next thirty-six (36) months that follow December 8, 2016, provided that Mr. Graves is providing services to the Issuer on the applicable vesting date and subject to the terms and conditions of the Pulmatrix, Inc. 2013 Employee, Director and Consultant Equity Incentive Plan.