Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PTR MINERALS LTD Major Shareholding Notification 2012

Nov 7, 2012

65621_rns_2012-11-07_4d8253e8-d276-4efb-9001-ad7cfda7f283.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Facsimile Transmission

To: Mr Donald Stephens, Company Secretary, Petratherm Fax: (08) 8272 8141
Ltd, Unley SA
Company Announcements Office, Australian
Securities Exchange
1300 135 638
From: Hayley Tai (02 6201 1956) Pages: 5 (including this cover sheet)
Date: 8 November 2012
Re: Form 604 - Notice of Change of Interests of Substantial Holder - PTR

5

$1/$

Please find attached a completed Form 604 relating to our shareholdings in Petratherm Ltd.

Regards,

Hayley Tai Investment Services Officer

IMPORTANT: This facsimile does not take into account your financial situation or what you want or need for your financial future, it is important for you to consider these matters, and our current product disclosure stat

5

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Petratherm Limited
ACN/ARSN 106 806 884

1. Details of substantial holder (1)

Name Trust National Asset Servicing ACF Australian Ethical Smaller Companies
ACN/ARSN (If applicable) ARSN 089 919 175
There was a change in the interests of the
substantial holder on
01/11/2012
The previous notice was given to the company on 22/07/2011
The previous notice was dated 22/07/2011

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes
Voting power (5)
Person's votes Voting power (5)
Fully paid ordinary
shares
6,431,542 5.07% 14, 132, 646 7.99%

3. Changes in relevant Interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given in
relation to change (7)
Class and number
of securities
affected
----
Person's votes
affected
please
see
attached

4. Present relevant Interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Registered holder Person entitled to be Nature of relevant Class and number Person's votes
Asset Servicing ACF
Servicing Australian 14,132,646
ACF Ethical
Australian Smallar
of securities
National
registered as holder
National Asset
interest (6)
Holder of
security
of securities
14,132,646
Ordinary F/P

5

___
_____ --
___

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A
____

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
National Asset Servicing Level 12, 500 Bourke St, MELBOURNE VIC 3000
Australian Ethical
Smaller Companies Trust
GPO Box 2435, CANBERRA ACT 2601

Signature

print name Hayley Tai capacity Investment Services Officer
sign here --- date 08/11/2012

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
  • The voting shares of a company constitute one class unless divided into separate classes. $(4)$
  • The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
  • Include details of: $(6)$
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) (a) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or $(b)$ disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired $(7)$ has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write (B)

÷

"unknown".

(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

$\sim$ $\,$

$\bar{\boldsymbol{\cdot} }$

Consideration given in Class and number of Person whose votes affected National Nominees ACF Australian Ethical Smaller Companies Trust
å,
a
securities affected -56378 -179954 4800000 3533161
relation to change \$9,020.48 \$29,026.58
re of change
Natur
P
အီ Sale RIGHTS RIGHTS
Date of change Person whose relevant interest
changed
National Nominees ACF Australian Ethical Smaller Companies Trust e∰
S
dito
G
å∰
Ö
20/07/2011 21/07/2011 19/08/2011 01/11/2012

$\lambda$

$\alpha$ .

$\ddot{\phantom{a}}$

$\sim$ $\sim$

$\overline{\phantom{a}}$

$\sim$

$\bar{.}$

$\frac{1}{2}$ , $\frac{1}{2}$

$\mathcal{L}$

$\sim$ $\mu$

$\sim 10$

$\mathbb{Z}^2$

$\sim 10$

$\sim 10^7$