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PTC INC. — Director's Dealing 2022
Nov 17, 2022
30223_dirs_2022-11-17_0918f15c-ae8c-42e5-ab0e-968313206394.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2022-11-15
Reporting Person: Talvitie Kristian (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-15 | Common Stock | M | 47894 | — | Acquired | 87298 | Direct |
| 2022-11-15 | Common Stock | A | 4890 | — | Acquired | 92188 | Direct |
| 2022-11-15 | Common Stock | F | 22284 | $132.01 | Disposed | 69904 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-15 | Restricted Stock Units | $ | A | 9127 | Acquired | Common Stock (9127) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 9127 | Disposed | Common Stock (9127) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 6071 | Disposed | Common Stock (6071) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | A | 6070 | Acquired | Common Stock (6070) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 6070 | Disposed | Common Stock (6070) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | A | 1870 | Acquired | Common Stock (1870) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 1870 | Disposed | Common Stock (1870) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 1244 | Disposed | Common Stock (1244) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | A | 1244 | Acquired | Common Stock (1244) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 1244 | Disposed | Common Stock (1244) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 5721 | Disposed | Common Stock (5721) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 4385 | Disposed | Common Stock (4385) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 4261 | Disposed | Common Stock (4261) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 3373 | Disposed | Common Stock (3373) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 4528 | Disposed | Common Stock (4528) | Direct |
Footnotes
F1: Shares earned under FY22 Corporate Incentive Plan.
F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released.
F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F5: RSUs granted on November 21, 2019 that vested on November 15, 2022.
F6: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F7: Performance-based RSUs granted on May 18, 2020 that vested on November 15, 2022.
F8: RSUs granted on May 18, 2020 that vested on November 15, 2022.
F9: Performance-based RSUs granted on May 18, 2020 that vested on November 15, 2022.
F10: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F11: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.
F12: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.
F13: Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022.
F14: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F15: This amount represents the total number of derivative securities beneficially owned of the class shown.