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PTC INC. — Director's Dealing 2022
Nov 17, 2022
30223_dirs_2022-11-17_b62dd11f-f787-4c62-a1d8-3b34bf663989.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2022-11-15
Reporting Person: VON STAATS AARON C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-15 | Common Stock | M | 27118 | — | Acquired | 50518 | Direct |
| 2022-11-15 | Common Stock | A | 3154 | — | Acquired | 53672 | Direct |
| 2022-11-15 | Common Stock | F | 12300 | $132.01 | Disposed | 41372 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-15 | Restricted Stock Units | $ | A | 5923 | Acquired | Common Stock (5923) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 5923 | Disposed | Common Stock (5923) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | A | 3940 | Acquired | Common Stock (3940) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 3940 | Disposed | Common Stock (3940) | Direct | |
| 2022-11-15 | Restricked Stock Units | $ | M | 3940 | Disposed | Common Stock (3940) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 3124 | Disposed | Common Stock (3124) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 2327 | Disposed | Common Stock (2327) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 2395 | Disposed | Common Stock (2395) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 3135 | Disposed | Common Stock (3135) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 2334 | Disposed | Common Stock (2334) | Direct |
Footnotes
F1: Shares earned under FY22 Corporate Incentive Plan.
F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F5: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F6: RSUs granted on November 21, 2019 that vested on November 15, 2022.
F7: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F8: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022
F9: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022
F10: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F11: Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022.
F12: This amount represents the total number of derivative securities beneficially owned of the class shown.