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PTC INC. — Director's Dealing 2022
Nov 17, 2022
30223_dirs_2022-11-17_80bf2642-1fb8-4bf4-8291-a578b4c5298d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2022-11-15
Reporting Person: HEPPELMANN JAMES E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-15 | Common Stock | M | 284083 | — | Acquired | 1083595 | Direct |
| 2022-11-15 | Common Stock | A | 12469 | — | Acquired | 1096064 | Direct |
| 2022-11-15 | Common Stock | F | 130397 | $132.01 | Disposed | 965667 | Direct |
| 2022-11-16 | Common Stock | G | 750 | — | Disposed | 964917 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-15 | Restricted Stock Units | $ | A | 30705 | Acquired | Common Stock (30705) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 30705 | Disposed | Common Stock (30705) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | A | 20422 | Acquired | Common Stock (20422) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 20422 | Disposed | Common Stock (20422) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 20422 | Disposed | Common Stock (20422) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | A | 144014 | Acquired | Common Stock (144014) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 144014 | Disposed | Common Stock (144014) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 17603 | Disposed | Common Stock (17603) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 13931 | Disposed | Common Stock (13931) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 13113 | Disposed | Common Stock (13113) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 13494 | Disposed | Common Stock (13494) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 10379 | Disposed | Common Stock (10379) | Direct |
Footnotes
F1: Shares earned under FY22 Corporate Incentive Plan.
F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released.
F3: Gift to the Renaissance Charitable Foundation, Inc.
F4: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F5: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F6: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F7: RSUs granted on November 21, 2019 that vested on November 15, 2022.
F8: Performance-based RSUs granted on September 24, 2020 that could be earned for FY22 that earned and vested on November 15, 2022.
F9: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F10: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F11: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.
F12: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.
F13: Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022..
F14: This amount represents the total number of derivative securities beneficially owned of the class shown.