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PTC INC. — Director's Dealing 2021
Nov 17, 2021
30223_dirs_2021-11-17_58b4c30f-620a-4fec-ac98-1fc6d7e39463.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2021-11-15
Reporting Person: Ditullio Michael (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 42633 | — | Acquired | 80254 | Direct |
| 2021-11-15 | Common Stock | A | 3937 | — | Acquired | 84191 | Direct |
| 2021-11-15 | Common Stock | F | 20582 | $120.0500 | Disposed | 63609 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Restricted Stock Units | $ | A | 9784 | Acquired | Common Stock (9784) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 9784 | Disposed | Common Stock (9784) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 4892 | Disposed | Common Stock (4892) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | A | 4031 | Acquired | Common Stock (4031) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 4031 | Disposed | Common Stock (4031) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | A | 4419 | Acquired | Common Stock (4419) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 4419 | Disposed | Common Stock (4419) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 5549 | Disposed | Common Stock (5549) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 5281 | Disposed | Common Stock (5281) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 5282 | Disposed | Common Stock (5282) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 3395 | Disposed | Common Stock (3395) | Direct |
Footnotes
F1: Shares earned under FY21 Corporate Incentive Plan.
F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares serviced.
F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4: Performance based RSUs granted on November 14, 2018 that could be earned for FY21 that were earned and vested on November 15, 2021.
F5: RSUs granted on November 14, 2018 that vested on November 15, 2021.
F6: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.
F7: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.
F8: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F9: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F10: Performance based RSUs granted on November 17, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.
F11: Performance based RSUs granted on November 17, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.