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PTC INC. — Director's Dealing 2021
Nov 17, 2021
30223_dirs_2021-11-17_0e622ca1-a840-4112-ac60-16d906e168e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2021-11-15
Reporting Person: Talvitie Kristian (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 46405 | — | Acquired | 68447 | Direct |
| 2021-11-15 | Common Stock | A | 4632 | — | Acquired | 73079 | Direct |
| 2021-11-15 | Common Stock | F | 21392 | $120.0500 | Disposed | 51687 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Restricted Stock Units | $ | M | 4278 | Disposed | Common Stock (4278) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | A | 8556 | Acquired | Common Stock (8556) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 8556 | Disposed | Common Stock (8556) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | A | 4409 | Acquired | Common Stock (4409) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 4409 | Disposed | Common Stock (4409) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | A | 4833 | Acquired | Common Stock (4833) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 4833 | Disposed | Common Stock (4833) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 6071 | Disposed | Common Stock (6071) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | O | 1244 | Disposed | Common Stock (1244) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | A | 903 | Acquired | Common Stock (903) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 903 | Disposed | Common Stock (903) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | A | 990 | Acquired | Common Stock (990) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 990 | Disposed | Common Stock (990) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 5721 | Disposed | Common Stock (5721) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 5722 | Disposed | Common Stock (5722) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 3678 | Disposed | Common Stock (3678) | Direct |
Footnotes
F1: Shares earned under FY21 Corporate Incentive Plan.
F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares serviced.
F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4: RSUs granted on May 15, 2019 that vested on November 15, 2021.
F5: Performance based RSUs granted on on May 15, 2019 that vested on November 15, 2021.
F6: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.
F7: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.
F8: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F9: RSUs granted on May 18, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F10: Performance-based RSUs granted on May 18, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.
F11: Performance-based RSUs granted on May 18, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.
F12: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F13: Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.
F14: Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.