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PTC INC. — Director's Dealing 2021
Nov 18, 2021
30223_dirs_2021-11-18_08b795b0-a910-4152-8245-11f8ad90dfee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2021-11-16
Reporting Person: Talvitie Kristian (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-16 | Common Stock | S | 3486 | $119.4883 | Disposed | 48201 | Direct |
| 2021-11-16 | Common Stock | S | 8996 | $120.4094 | Disposed | 39205 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-17 | Restricted Stock Units | $ | A | 6791 | Acquired | Common Stock (6791) | Direct | |
| 2021-11-17 | Restricted Stock Units | $ | A | 6791 | Acquired | Common Stock (6791) | Direct | |
| 2021-11-17 | Restricted Stock Units | $ | A | 13582 | Acquired | Common Stock (13582) | Direct |
Footnotes
F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $118.97 to $119.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $119.98 to $120.61. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F5: Target performance-based RSUs that can be earned to the extent the cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F6: Target performance-based RSUs that can be earned to the extent the rTSR performance measure is met for FY24. RSUs earned will vest on November 15, 2024.
F7: Service-based RSUs that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F8: This amount represents the total number of derivative securities beneficially owned of the class shown.