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PTC INC. — Director's Dealing 2020
Nov 17, 2020
30223_dirs_2020-11-17_7230d10c-2461-4151-97bb-2093e2db6cc3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2020-11-15
Reporting Person: Ditullio Michael (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-15 | Common Stock | M | 26190 | — | Acquired | 62346 | Direct |
| 2020-11-15 | Common Stock | F | 10627 | $97.21 | Disposed | 51719 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-15 | Restricted Stock Units | $ | M | 5214 | Acquired | Common Stock (5214) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 3024 | Acquired | Common Stock (3024) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 2446 | Acquired | Common Stock (2446) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 4892 | Acquired | Common Stock (4892) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 1734 | Acquired | Common Stock (1734) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 5550 | Acquired | Common Stock (5550) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 3330 | Acquired | Common Stock (3330) | Direct |
Footnotes
F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3: RSUs granted on November 15, 2017 that vested on November 15, 2020.
F4: Performance-based RSUs granted on November 15, 2017 that could be earned for the performance period ended September 30, 2020.
F5: Performance-based RSUs granted on November 14, 2018 that could be earned for the performance period ended September 30, 2020.
F6: RSUs granted on November 14, 2018 that vested on November 15, 2020.
F7: Performance-based RSUs granted on November 21, 2019 that could be earned for the FY20 performance period. These RSUs vested on November 15, 2020.
F8: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F9: Performance-based RSUs granted on November 21, 2019 that could be earned for the FY20 performance period.
F10: This amount represents the total number of derivative securities beneficially owned of the class shown.