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PTC INC. — Director's Dealing 2020
Nov 17, 2020
30223_dirs_2020-11-17_50a3a811-ab66-478e-bd73-7e0e670368a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2020-11-15
Reporting Person: HEPPELMANN JAMES E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-15 | Common Stock | M | 99841 | — | Acquired | 772647 | Direct |
| 2020-11-15 | Common Stock | F | 43743 | $97.21 | Disposed | 728904 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-15 | Restricted Stock Units | $ | M | 21380 | Acquired | Common Stock (21380) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 9001 | Acquired | Common Stock (9001) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 18003 | Acquired | Common Stock (18003) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 6381 | Acquired | Common Stock (6381) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 12253 | Acquired | Common Stock (12253) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 20423 | Acquired | Common Stock (20423) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 12400 | Acquired | Common Stock (12400) | Direct |
Footnotes
F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3: RSUs granted on November 15, 2017 that vested on November 15, 2020.
F4: Performance-based RSUs granted on November 14, 2018 that vested on November 15, 2020.
F5: RSUs granted on November 14, 2018 that vested on November 15, 2020.
F6: Performance based RSUs granted on November 21, 2019 that vested on November 15, 2020.
F7: Performance-based RSUs granted on November 21, 2019 that vested on November 15, 2020.
F8: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F9: Performance-based RSUs granted on November 15, 2017 that vested on November 15, 2020.
F10: This amount represents the total number of derivative securities beneficially owned of the class shown.