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PTC INC. — Director's Dealing 2020
Nov 17, 2020
30223_dirs_2020-11-17_7fdcf8c5-4960-415a-8bfd-03df5bd8a79c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2020-11-15
Reporting Person: Mitford Kathleen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-15 | Common Stock | M | 15754 | — | Acquired | 47082 | Direct |
| 2020-11-15 | Common Stock | F | 6246 | $97.21 | Disposed | 40836 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-15 | Restricted Stock Units | $ | M | 1303 | Acquired | Common Stock (1303) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 755 | Acquired | Common Stock (755) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 1785 | Acquired | Common Stock (1785) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 3571 | Acquired | Common Stock (3571) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 1266 | Acquired | Common Stock (1266) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 2431 | Acquired | Common Stock (2431) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 4051 | Acquired | Common Stock (4051) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 310 | Acquired | Common Stock (310) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 96 | Acquired | Common Stock (96) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 186 | Acquired | Common Stock (186) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3330 | Indirect |
Footnotes
F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards
F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3: RSUs granted on November 15, 2017 that vested on November 15, 2020.
F4: Performance-based RSUs granted on November 15, 2017 that vested on November 15, 2020.
F5: Performance-based RSUs granted on November 14, 2018 for the performance period ended September 30, 2020.
F6: RSUs granted on November 14, 2018 that vested on November 15, 2020.
F7: Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period.
F8: Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period.
F9: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F10: RSUs granted on February 11, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F11: Performance - based RSUs granted on February 11, 2020 that were earned for the FY20 performance period.
F12: Performance - based RSUs granted on February 11, 2020 that were earned for the FY20 performance period.
F13: This amount represents the total number of derivative securities beneficially owned of the class shown.