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PTC INC. — Director's Dealing 2020
Nov 19, 2020
30223_dirs_2020-11-19_f948ef1a-7ddd-4991-899c-a121756b6554.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2020-11-17
Reporting Person: Mitford Kathleen (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-17 | Restricted Stock Units | $ | A | 5941 | Acquired | Common Stock (5941) | Direct | |
| 2020-11-17 | Restricted Stock Units | $ | A | 5941 | Acquired | Common Stock (5941) | Direct | |
| 2020-11-17 | Restricted Stock Units | $ | A | 11882 | Acquired | Common Stock (11882) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3330 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F2: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F3: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F4: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F5: This amount represents the total number of derivative securities beneficially owned of the class shown.