PTC INC. — Director's Dealing 2018

Mar 9, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2018-03-08

Reporting Person: Mitford Kathleen (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5746	Direct
Common Stock	3330	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common Stock (1843)		Direct
Restricted Stock Units	$0		Common Stock (4918)		Direct
Restricted Stock Units	$0		Common Stock (3911)		Direct
Restricted Stock Units	$0		Common Stock (3911)		Direct
Restricted Stock Units	$0		Common Stock (15383)		Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2: Time-based restricted stock units granted November 2, 2015 that vest as to 1,843 RSUs on November 15, 2018.

F3: Time-based restricted stock units granted on October 31, 2016 that vest as to 2,459 RSUs on each of November 15, 2018 and November 15, 2019.

F4: Time-based restricted stock units granted on November 15, 2017 that vest in three substantially equal installments on each of November 15, 2018, November 15, 2019 and November 15, 2020.

F5: Aspirational performance-based RSUs granted on November 15, 2017 that can only be earned to the extent the established performance criteria are met for the performance period ending September 30, 2018. Any RSUs earned will vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F6: Time-based restricted stock units granted on March 7, 2018 that vest in three substantially equal installments on March 15, 2019, 2020 and 2021.