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PTC INC. — Director's Dealing 2018
Nov 16, 2018
30223_dirs_2018-11-16_91318e99-e5c3-480f-a52b-ed0e0a84ca15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2018-11-14
Reporting Person: Mitford Kathleen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-15 | Common Stock | M | 8059 | — | Acquired | 13955 | Direct |
| 2018-11-15 | Common Stock | F | 2377 | $89.40 | Disposed | 11578 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-15 | Restricted Stock Units | $ | M | 1843 | Disposed | Common Stock (1843) | Direct | |
| 2018-11-15 | Restricted Stock Units | $ | M | 2459 | Disposed | Common Stock (2459) | Direct | |
| 2018-11-15 | Restricted Stock Units | $ | M | 1304 | Disposed | Common Stock (1304) | Direct | |
| 2018-11-14 | Restricted Stock Units | $ | A | 1236 | Acquired | Common Stock (1236) | Direct | |
| 2018-11-15 | Restricted Stock Units | $ | M | 1236 | Disposed | Common Stock (1236) | Direct | |
| 2018-11-14 | Restricted Stock Units | $ | A | 1217 | Acquired | Common Stock (1217) | Direct | |
| 2018-11-15 | Restricted Stock Units | $ | M | 1217 | Disposed | Common Stock (1217) | Direct | |
| 2018-11-14 | Restricted Stock Units | $ | A | 10713 | Acquired | Common Stock (10713) | Direct |
Footnotes
F1: Includes 150 shares acquired under Employee Stock Purchase Plan on July 31, 2018.
F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards on November 15, 2018.
F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.
F5: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
F6: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.
F7: Performance-based RSUs granted on February 28, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met and 1236 RSUs were earned and vested.
F8: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 1217 RSUs were earned and vested.
F9: This amount represents the total number of derivative securities beneficially owned of the class shown.
F10: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.