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PTC INC. — Director's Dealing 2016
Nov 2, 2016
30223_dirs_2016-11-02_32132217-39eb-47dc-94b1-d0aa808e350c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2016-10-31
Reporting Person: HEPPELMANN JAMES E (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-01 | Common Stock | S | 17175 | $46.2413 | Disposed | 561006 | Direct |
| 2016-11-01 | Common Stock | S | 7825 | $46.9437 | Disposed | 553181 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-31 | Restricted Stock Units | $ | A | 79047 | Acquired | Common Stock (79047) | Direct |
Footnotes
F1: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $45.79 to $46.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $46.70 to $47.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F5: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019.
F6: This amount represents the total number of derivative securities beneficially owned of the class shown.