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Prudential PLC — Regulatory Filings 2018
Feb 9, 2018
4668_ffr_2018-02-09_877c5729-0b0b-4db1-be0a-c4074fc3b7cd.zip
Regulatory Filings
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of February , 2018
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael
Wells | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Chief Executive (PDMR) | |
| b) | Initial
notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | |
| b) | Nature
of the transaction | Acquisition
of shares through the Prudential Group Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.10 | 10 |
| d) | Aggregated
information -
Aggregated volume -
Price | 10 GBP
18.10 | |
| e) | Date of
the transaction | 2018-02-08 | |
| f) | Place
of the transaction | London
Stock Exchange | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Mark
FitzPatrick | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer (PDMR) | |
| b) | Initial
notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | |
| b) | Nature
of the transaction | Acquisition
of shares through the Prudential Group Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.10 | 10 |
| d) | Aggregated
information -
Aggregated volume -
Price | 10 GBP
18.10 | |
| e) | Date of
the transaction | 2018-02-08 | |
| f) | Place
of the transaction | London
Stock Exchange | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John
Foley | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Executive
Director (PDMR) | |
| b) | Initial
notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | |
| b) | Nature
of the transaction | Acquisition
of shares through the Prudential Group Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.10 | 11 |
| d) | Aggregated
information -
Aggregated volume -
Price | 11 GBP
18.10 | |
| e) | Date of
the transaction | 2018-02-08 | |
| f) | Place
of the transaction | London
Stock Exchange | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Julian
Adams | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Regulatory and Government Relations Director (PDMR) | |
| b) | Initial
notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | |
| b) | Nature
of the transaction | Acquisition
of shares through the Prudential Group Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.10 | 10 |
| d) | Aggregated
information -
Aggregated volume -
Price | 10 GBP
18.10 | |
| e) | Date of
the transaction | 2018-02-08 | |
| f) | Place
of the transaction | London
Stock Exchange | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jonathan
Oliver | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Communications Director (PDMR) | |
| b) | Initial
notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | |
| b) | Nature
of the transaction | Acquisition
of shares through the Prudential Group Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.10 | 9 |
| d) | Aggregated
information -
Aggregated volume -
Price | 9 GBP
18.10 | |
| e) | Date of
the transaction | 2018-02-08 | |
| f) | Place
of the transaction | London
Stock Exchange | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan
Porter | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
General Counsel and Company Secretary (PDMR) | |
| b) | Initial
notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | |
| b) | Nature
of the transaction | Acquisition
of shares through the Prudential Group Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.10 | 10 |
| d) | Aggregated
information -
Aggregated volume -
Price | 10 GBP
18.10 | |
| e) | Date of
the transaction | 2018-02-08 | |
| f) | Place
of the transaction | London
Stock Exchange | |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Anne Olayinka, Trainee Company Secretarial Assistant, +44 (0)20 7548 3931
Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 09 February 2018
| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Chris Smith |
| Chris
Smith |
| Deputy
Group Secretary |
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