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Prudential PLC Regulatory Filings 2017

Apr 4, 2017

4668_ffr_2017-04-04_5e5a295d-1aaa-4b90-be9d-a19ec140da0a.zip

Regulatory Filings

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of April , 2017

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael
Wells | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Executive (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | American
Depositary Receipt ("ADR") GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of ADRs for nil consideration following the release of
an award made in 2014 under the Prudential Long Term Incentive Plan
by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of ADRs for nil consideration following the release of
an award made in 2014 under the Annual Incentive Plan by the
Trustee (iii)
Sale of ADRs in relation to the transactions described in (i) &
(ii) above only to cover withholding tax and fees. | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 92,220 |
| | | (ii) | Nil | 54,289 |
| | | (iii) | USD
41.5845 | 62,553 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-03 | | |
| f) | Place
of the transactions | New
York Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Nicolaos
Nicandrou | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Chief
Financial Officer (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Annual Incentive Plan by the
Trustee (iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees) (iv)
Sale of additional shares | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 102,158 |
| | | (ii) | Nil | 38,024 |
| | | (iii) | £16.625 | 140,182 |
| | | (iv) | £16.625 | 5,985 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-03 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Penelope
James | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Risk Officer (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Group Deferred Bonus Plan by the
Trustee (iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above only to cover withholding tax and
fees | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 23,364 |
| | | (ii) | Nil | 5,064 |
| | | (iii) | £16.625 | 13,376 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-03 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John
Foley | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Annual Incentive Plan by the
Trustee (iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 97,065 |
| | | (ii) | Nil | 33,968 |
| | | (iii) | £16.625 | 131,033 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-03 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John
Foley | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share
Trust (ii)
Sale of shares in relation to the transaction described in (i)
above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 22,807 |
| | | (ii) | £16.63 | 22,807 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Barry
Stowe | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | American
Depositary Receipt ("ADR") GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of ADRs for nil consideration following the release of
an award made in 2014 under the Prudential Long Term Incentive Plan
by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of ADRs for nil consideration following the release of
an award made in 2014 under the Annual Incentive Plan by the
Trustee (iii)
Sale of ADRs in relation to the transactions described in (i) &
(ii) above (includes ADRs sold to cover withholding tax and
fees) (iv)
Sale of additional ADRs | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 42,748 |
| | | (ii) | Nil | 16,475 |
| | | (iii) | USD
41.5845 | 59,223 |
| | | (iv) | USD
41.4358 | 46,132 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-03 | | |
| f) | Place
of the transactions | New
York Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tony
Wilkey | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the PCA Long Term Incentive Plan by
the Trustee (iii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the PCA Deferred Bonus Plan by the
Trustee (iv)
Sale of shares in relation to the transactions described in (i) -
(iii) above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 17,072 |
| | | (ii) | Nil | 45,870 |
| | | (iii) | Nil | 84,595 |
| | | (iv) | £16.625 | 147,537 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-03 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Raghunath
Hariharan | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Director
of Strategy & Capital Market Relations (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Group Deferred Bonus Plan by the
Trustee (iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 16,174 |
| | | (ii) | Nil | 3,957 |
| | | (iii) | £16.625 | 20,131 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-03 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jonathan
Oliver | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Communications Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Group Deferred Bonus Plan by the
Trustee (iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above only to cover withholding tax and
fees | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 7,457 |
| | | (ii) | Nil | 1,972 |
| | | (iii) | £16.625 | 4,437 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-03 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan
Porter | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
General Counsel and Company Secretary (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Group Deferred Bonus Plan by the
Trustee (iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees) (iv)
Sale of additional shares | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 19,111 |
| | | (ii) | Nil | 5,048 |
| | | (iii) | £16.625 | 24,159 |
| | | (iv) | £16.625 | 1,467 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-03 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tim
Rolfe | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Human Resources Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Group Deferred Bonus Plan by the
Trustee (iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 17,972 |
| | | (ii) | Nil | 4,648 |
| | | (iii) | £16.625 | 22,620 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-03 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael
Wells | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Executive (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 263,401 |
| | | (ii) | £16.75 | 51,371 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Nicolaos
Nicandrou | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Chief
Financial Officer (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 108,357 |
| | | (ii) | £16.75 | 29,504 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Penelope
James | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Risk Officer (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 95,073 |
| | | (ii) | £16.75 | 22,966 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John
Foley | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 114,177 |
| | | (ii) | £16.75 | 30,352 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Anne
Richards | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 107,461 |
| | | (ii) | £16.75 | 32,668 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Barry
Stowe | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | American
Depositary Receipt ("ADR") GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | USD
42.12 | 123,845 |
| | | (ii) | USD
42.12 | 67,267 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | New
York Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tony
Wilkey | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 139,340 |
| | | (ii) | £16.75 | 37,209 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Julian
Adams | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Regulatory and Government Relations Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 67,820 |
| | | (ii) | £16.75 | 21,071 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Raghunath
Hariharan | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Director
of Strategy & Capital Market Relations (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 45,729 |
| | | (ii) | £16.75 | 10,692 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jonathan
Oliver | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Communications Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 22,208 |
| | | (ii) | £16.75 | 8,562 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan
Porter | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
General Counsel & Company Secretary (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 54,208 |
| | | (ii) | £16.75 | 16,883 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Al Noor
Ramji | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Digital Officer (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 60,893 |
| | | (ii) | £16.75 | 18,970 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tim
Rolfe | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Human Resources Director (PDMR) | | |
| b) | Initial
notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of 5 pence each GB0007099541 | | |
| b) | Nature
of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020 | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) |
| | | (i) | £16.75 | 56,716 |
| | | (ii) | £16.75 | 17,642 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | | |
| e) | Date of
the transactions | 2017-04-04 | | |
| f) | Place
of the transactions | London
Stock Exchange | | |

Additional information

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.

Contact

Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027

Chris Smith, Deputy Company Secretary, +44 (0)20 7548 2115

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 04 April 2017

| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Chris Smith |
| Chris
Smith |
| Deputy
Company Secretary |

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